Presupposition - Stanford Encyclopedia of Philosophy
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We discuss presupposition, the phenomenon whereby speakers mark linguistically information as being taken for granted, rather than being ...
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PresuppositionFirstpublishedFriApr1,2011;substantiverevisionThuJan7,2021
Wediscusspresupposition,thephenomenonwherebyspeakersmark
linguisticallyinformationasbeingtakenforgranted,ratherthan
beingpartofthemainpropositionalcontentofaspeechact.
Expressionsandconstructionscarryingpresuppositionsarecalled
“presuppositiontriggers”,formingalargeclassincluding
definitesandfactiveverbs.Thearticlefirstintroducesasampleof
triggers,thebasicpropertiesofpresuppositionssuchasprojection
andcancellability,andthediagnostictestsusedtoidentifythem.
Thereaderisthenintroducedtomajormodelsofpresuppositionfrom
thelast50years,separatedintothreeclasses:Frege-Strawson
derivedsemanticmodels,pragmaticmodelssuchasthatofferedby
Stalnaker,anddynamicmodels.Finallywediscusssomeofthemain
currentissuesinpresuppositiontheory.Theseinvolveaccommodation,
whichoccurswhenahearer’sknowledgestateisadjustedtomeetthe
speaker’spresuppositions;presuppositionfailure,whichoccurswhena
presuppositionis(knowntobe)false;theinteractionbetween
presuppositionsandattitudes;andvariabilityinthebehaviorof
triggersandtheirpresuppositions.
1.CharacterizingPresupposition
1.1Introduction
1.2Projection
1.3Cancellability
2.TheFrege-Strawsontradition
3.Pragmaticpresupposition
4.Localcontextsandthedynamicturn
4.1Presuppositionandanaphora
4.2Satisfactioninlocalcontexts
4.3Satisfactiontheories
5.Accommodation
5.1GlobalandLocalAccommodation
5.2AccommodatingPresuppositionsinSatisfactionFramework
5.3ResolvingandAccommodatingPresuppositionsinDRT
6.Borntofail,orunborn?
7.Presuppositionsandattitudes
8.Presuppositionvariability
Bibliography
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1CharacterizingPresupposition
1.1Introduction
Speakerstakealotforgranted.Thatis,theypresuppose
information.Aswewrotethis,wepresupposedthatreaderswould
understandEnglish.Wealsopresupposedaswewrotethelastsentence,
repeatedin(1),thattherewasatimewhenwewroteit,forotherwise
thefrontedphrase“aswewrotethis”wouldnothave
identifiedatimeinterval.
(1)
Aswewrotethis,wepresupposedthatreaderswouldunderstand
English.
Further,wepresupposedthatthesentencewasjointlyauthored,for
otherwise“we”wouldnothavereferred.Andwepresupposed
thatreaderswouldbeabletoidentifythereferenceof
“this”,i.e.,thearticleitself.Andwepresupposedthat
therewouldbeatleasttworeaders,forotherwisethebareplural
“readers”wouldhavebeeninappropriate.Andsoon.
Notethatsomeofthesepresuppositionsarisebydefaultfromspecific
wordsthatweused.Theexistenceofatimewhenwewrotethearticle
isarequirementassociatedwithouruseof“as”.Itisa
requirementbuiltintothemeaningofthetemporalpreposition
“as”,whichhasasimilarmeaningtotemporal"while",
thatinaphrase“asX”,the
“X”hastoholdatsometime.Wesaythat
“as”isapresuppositiontrigger.Similarly,
“this”isapresuppositiontriggerrequiringsomething
salienttoreferto,thebarepluralisapresuppositiontrigger
requiringexistenceofmultipleindividuals,and“would”
isapresuppositiontriggerrequiringasalientfutureorhypothetical
circumstance.
Incontrast,someofthepresuppositionsabovehavenothingtodowith
themeaningsofanyofthosewords.Forexample,wecansaythatthe
presuppositionthattheaddresseespeaksEnglish,likethe
presuppositionthattheaddresseeisinterestedinwhatthespeaker
(orwriter)hastosay,isaconversationalpresupposition
or,followingStalnaker(1972;1974),speakerpresupposition
orpragmaticpresupposition.Thepresuppositionsassociated
withspecifictriggersaresaidtobeconventionalor
semantic.Theterminologicaldistinctionbetweensemanticand
pragmaticpresuppositionisoftheoreticalimport:aswewillsee
later,sometheoristsregarditasanopenquestionwhetherthereare
anypurelyconventionalpresuppositions.Ahalfwayhouse,suggested
forexamplebyKarttunen(1973)andSoames(1982),istodefinea
notionofutterancepresupposition,thusinvolvingaspecific
formthatisuttered,butallowingthatwhatisactuallypresupposed
maydependalsoontheattitudesofthespeakerwhouttersit.
Itisimportanttonotethattocallpresuppositionalexpressions
“conventional”or“semantic”isnot
necessarilytoimplythatthepresuppositionstheytriggerdon’t
dependonthecontextinanyway.Forexample,although
“this”maybeviewedasaconventionalpresupposition
trigger,theinterpretationverymuchdependsonthecontext,andthe
presupposition,althoughtypicallyregardedasconventional,is
normallyseenpreciselyasaconstraintontheutterancecontext.
Whatmakespresuppositionsspecial?Thatis,totheextentthat
presuppositionsarejustapartoftheconventionalmeaningofsome
expressions,whatmakesthemsufficientlydistinctivethattheymerit
theirownentriesinhandbooksandencyclopedias,aswellasmany
hundredsofotherarticlesandbookchapterselsewhere?First,
presuppositionsareubiquitous.Andsecond,therearevariousrespects
inwhichthebehaviorofpresuppositionsdifferssharplyfromother
aspectsofmeaning.
Asregardstheubiquityofpresuppositions,atleastthefollowing
lexicalclassesandconstructionsarewidelyagreedtobe
presuppositiontriggers:
factives(KiparskyandKiparsky,1970)
BerlusconiknowsthatheissigningtheendofBerlusconism.
→BerlusconiissigningtheendofBerlusconism.
aspectualverbs(“stop,continue”)(Simons,
2001;Abusch,2002;Lorenz,1992)
Chinahasstoppedstockpilingmetals.
→Chinausedtostockpilemetals.
temporalclausesheadedby“before”,
“after”,“since”,etc.(Beaverand
Condoravdi,2003;Heinämäki,1974)
Thedudereleasedthisvideobeforehewentonakillingspree.
→Thedudewentonakillingspree.
manneradverbs(Abbott,2000)
Jamieduckedquicklybehindthewall.
→Jamieduckedbehindthewall.
sortallyrestrictedpredicatesofvariouscategories(e.g.,
“bachelor”)(Thomason,1972)
Juliusisabachelor.
→Juliusisanadultmale.
cleftsentences(Delin,1995;Prince,1986)
ItwasJesuswhosetmefree.
→Somebodysetmefree.
quantifiers(Roberts,1995;Gawron,1995;Abuschand
Rooth,2000;Cooper,1983)
IhavewrittentoeveryheadmasterinRochdale.
→ThereareheadmastersinRochdale.
definitedescriptions(Strawson,1950)
ThePrimeMinisterofTrinidadandTobagostoodupandwaggedhis
finger.
→TrinidadandTobagohavea(unique)primeminister.
names(vanderSandt,1992)
TheauthorisJuliusSeidensticker.
→JuliusSeidenstickerexists.
intonation(e.g.,focus,contrast)(Jackendoff,1972;
GeurtsandvanderSandt,2004;Roberts,1998)
HEsetme
free.[1]
→Somebodysetmefree.
Andthisisonlyasmallsampleofthewordsandsyntactic
constructionsthathavebeenclassifiedaspresuppositiontriggers,so
evenifinsomecasestheremaybedoubtsaboutthisdiagnosis,itcan
hardlybedoubtedthatpresuppositiontriggersaboundineveryday
language.Inthefollowingsectionswewilldiscussthebehaviors
whichmarkoutpresuppositionsfromordinaryentailments,andthen
introducesomeofthetheoriesthathavebeendevelopedtoaccountfor
thosebehaviors.
1.2Projection
Thehallmarkofpresuppositions,aswellasthemostthoroughly
studiedpresuppositionalphenomenon,isprojection
(LangendoenandSavin,1971).Consider(2).Thishasallthe
presuppositionsin(3).Thesepresuppositionsallfollowfrom
utterancesofthebasesentencein(2),asdotheregularentailments
in(4):someonewhosincerelyuttered(2)wouldcertainlybeexpected
toacceptthetruthof(3)and(4),aswell:
(2)
It’stheknavethatstolethetarts.
(3a)
Thereisa(salientandidentifiable)knave.
(3b)
Therewere(salientandidentifiable)tarts.
(3c)
Somebodystolethetarts.
(4a)
Theknavedidsomethingillegal.
(4b)
Theknavetookpossessionofthetarts.
Nowconsiderthesentencesin(5):
(5a)
Itisn’ttheknavethatstolethetarts.(negation)
(5b)
Ifit’stheknavethatstolethetarts,hewillbepunished.
(antecedentofaconditional)
(5c)
Isittheknavethatstolethetarts?(question)
(5d)
Maybe/Itispossiblethatit’stheknavethatstolethetarts.
(possibilitymodal)
(5e)
Presumably/probablyit’stheknavethatstolethetarts.
(evidentialmodal,probabilityadverb)
(5f)
Thekingthinksit’stheknavethatstolethetarts.(belief
operator)
Inalltheseexamples,sentence(2)isembeddedundervarious
operators.Whatisnotableisthatwhereasthestatementsin(4)do
notfollowfromanyoftheseembeddings(andwouldnotbeexpectedto
followaccordingtoclassicallogics),thepresuppositionsdofollow.
Wesaythatthepresuppositionsareprojected.Certainly,the
inferenceismorerobustinsomecasesthaninothers:whileitis
hardtoimaginesincerelyuttering(5a)withoutbelievingsometarts
tobesalient,itiseasiertoimagineacircumstanceinwhich(5f)
couldbeutteredwheninfactthetartswerenotstolen,buthidden.
Butintheabsenceofspecialfactors,towhichwewillturnshortly,
someonewhosincerelyutteredanyofthesentencesin(5)mightbe
expectedtobelieveallofthepresuppositionsin(3a)–(3b).
Projectionfromembeddings,especiallynegation,isstandardlyusedas
adiagnosticforpresupposition(hencetheterm“negation
test”).Howeveritisimportanttotryseveraltypesof
embeddingwhentestingforpresuppositionforafewdifferentreasons.
Firstofall,itisnotalwaysclearhowtoapplyagivenembedding
diagnostic.Forexample,althoughitiswidelyagreedthatthe
additiveparticle“too”isapresupposition-inducing
expression,thenegationtestisawkwardtoapplybecauseitisnot
immediatelyclearwhetherthenegationoutscopestheadditiveor
viceversain(6b),andit’snotobvioushowthenegation
interactswithfocus:
(6a)
FredkissedBETTY,too.
(6b)
Freddidn’tkissBETTY,too.
Weleaveitasanexerciseforthereadertoshowthatembedding(6a)
underadifferentoperatore.g.,underamodalorintheantecedentof
aconditional,providesevidencethatthissentencepresupposesthat
someoneotherthanBettywaskissedbyFred.
Additionally,someinferencesseemtoprojectfromnegationbutnot
otherembeddings.Forexample,both(7a)and(7b)seemtopresuppose
thatthespeakerhassensoryexperiencewiththepie,andthistypeof
datahasledsometoconjecturethatusesofpredicatesofpersonal
tasteareassociatedwithapresuppositionthatthejudgmentoftaste
resultedfromdirect
experience.[2]
However,wedon’tgetanyprojectionofthisinferencefromthe
conditionalin(7c),andexample(7d)seemstoimplythatthespeaker
hasnottastedthepiethemselves.Thisdatasuggeststhatanyaccount
claimingapresuppositionofdirectexperienceforpredicatesof
personaltasteneedstobehighlynuanced.
(7a)
Thepieistasty.
(7b)
Thepieisn’ttasty.
(7c)
Ifthepieistasty,itwillgoquickly.
(7d)
Isthepietasty?
Moregenerally,suchexamplesdemonstratewhyit’simportanttolook
atawiderangeofembeddingswhenidentifyingpresuppositionsonthe
basisoftheirprojectionbehavior.
1.3Cancellability
Whatmakesthe“projectionproblem”problematic?Ifsome
partofthemeaningofanexpressionαwasneveraffectedbythe
linguisticcontextinwhichαwasembedded,thatwouldbe
philosophicallyinteresting,andwoulddemandatheoretical
explanation,butitwouldatleastbetrivialtocompletelydescribe
thedata:allpresuppositionalinferenceswouldsurviveanyembedding,
endofstory.Butthatisn’twhathappens.Presuppositionstypically
project,butoftendonot,andmostoftheempiricalandtheoretical
workonpresuppositionsincethe1970shasbeentakenupwiththetask
ofdescribingandexplainingwhenpresuppositionsproject,andwhen
theydon’t.
Whenapresuppositiondoesnotproject,itissometimessaidtobe
“cancelled”.Theclassiccasesofcancellationoccurwhen
thepresuppositionisdirectlydenied,asinthefollowingvariantsof
someofthesentencesin(5):
(8a)
Inthiscourt,itisn’ttheknavethatstealsthetarts:theking
employsnoknavespreciselybecausehesuspectstheyareresponsible
forlarge-scaletart-lossacrosshiskingdom.
(8b)
Ifit’stheknavethatstolethetarts,thenI’maDutchman:there
isnoknavehere.
(8c)
Isittheknavethatstolethetarts?Certainlynot:thereisno
knavehere.
(8d)
Thekingthinksit’stheknavethatstolethetarts,buthe’s
obviouslygonemad,sincethereisnoknavehere.
Presuppositionalinferencesaretypicallysubjecttocancellationby
directdenialonlywhenthepresuppositiontriggerisembeddedunder
someotheroperator.Whenthepresuppositionisnotembedded,such
cancellation(bythesamespeaker)isusuallyinfelicitous,justasis
cancellationofentailedcontentwhichisnotembedded.Thusthe
denialofapresuppositionin(9)andthedenialofanordinary
entailmentin(10)bothleadtopragmaticallyinfelicitousutterances
(markedbya“#”).
(9)
#It’stheknavethatstolethetarts,butthereisnoknave.
(10)
#It’stheknavethatstolethetarts,buthedidn’tdoanything
illegal.
Thefactthatpresuppositionsassociatedwithunembeddedtriggersare
notcancellable,exceptinanoutrightretractionofwhatthespeaker
haspreviouslyclaimed,isoneofthefeaturesthatdistinguishesmost
presuppositionsfromGriceanconversationalimplicatures(Grice,
1989).Forexample,anutteranceof(11a)mightordinarilyleadtothe
so-calledscalarimplicaturein(11b).Butwhilethisimplicatureis
cancellable,asin(11c),thepresuppositionthatthereisaknave,
onceagain,isnotcancellable,asshownbytheoddityof(11d).
(11a)
Theknavestolemostofthetarts.
(11b)
Theknavedidnotstealallofthetarts.
(11c)
Theknavestolemostofthetarts—infact,hestolethem
all.
(11d)
#Theknavestolemostofthetarts,buttherewasnoknave.
Wecansummarizethetypicalbehaviorofentailments,presuppositions,
andconversationalimplicaturesasfollows:
Entailments
Presuppositions
Implicatures
Projectfromembeddings
no
yes
no
Cancellablewhenembedded
—
yes
—
Cancellablewhenunembedded
no
no
yes
Becausepresuppositionsaretypicallyonlycancellablewhenembedded,
Gazdar(1979a,1979b)arguesthatpresuppositionsareusuallyentailed
whenthetriggerisnotembedded.
Theliteratureischoc-a-blocwithexamplesofpresuppositional
inferencesapparentlydisappearing.Whethersuchexamplesare
appropriatelydescribedasinvolvingcancellationispartlya
theoreticaldecision,and,aswewillsee,manyscholarsavoidusing
theterm“cancellation”forsomeorallsuchcases.One
reasonforthisisthattheterm“cancellation”appearsto
suggestthataninferencehasbeenmade,andthenremoved.Butinmany
casestherearetheoreticalreasonsnottoregarditasanapt
characterization,andinconsideringearlyviewsonpresuppositionin
thenextsection,wewillcomeacrossoneclassofsuchcases
(specifically,casesinvolvinghypotheticalreasoningin
conditionals).
2.TheFrege-Strawsontradition
Theearlyliteratureonpresuppositionalmostexclusivelyrevolved
arounddefinitedescriptions,whicharesaidtopresupposethe
existenceofauniquereferent.Aproblemariseswhenadefinite
description,liketheKingofFrance,failstorefer.Russell
(1905)claimedthatsentenceslike"TheKingofFranceisbald"are
falsebecausethelogicalformofdefinitedescriptionscontainsa
falseexistentialclaim.However,Strawson(1950)famouslyargued
againstRussell’stheorybyproposingthatwhenadefinitedescription
failstorefer,theresultcanbeasentencewhichlacksatruth
value.Thuspresuppositionsareunderstoodasdefinednessconditions,
necessaryrequirementsforanexpressiontohaveameaning.
Strawson’sintuition,whichcanbetracedbacktoFrege(1892),leads
tothefollowing
definition:[3]
Definition1(Strawsonianpresupposition)
Onesentencepresupposesanotheriffwheneverthefirstistrue
orfalse,thesecondistrue.
Anotherdefinitionthatisoftenusedisthis:
Definition2(Presuppositionvianegation)
Onesentencepresupposesanotheriffwheneverthefirst
sentenceistrue,thesecondistrue,andwheneverthenegationofthe
firstsentenceistrue,thesecondsentenceis
true.[4]
hesetwodefinitionsareequivalentifnegationmapstrueontofalse,
falseontotrue,andisundefinedwhenitsargumentisundefined.
However,theseconddefinitionisnotableinthecontextoftheabove
discussionofprojection,becauseitseemstodirectlyencodethe
projectionpropertiesofatleastoneoperator:negation.
Specifically,itsaysthatpresuppositionsareinferencesthatsurvive
embeddingunder
negation.[5]
Itisclearthatiftheaboveassumptionsaboutpresuppositionare
made,thenthepresuppositionsofasentencewillbethesameasthe
presuppositionsofthenegationofthesentence.Butwhatabout
projectionfromembeddingsotherthannegation?Averysimpleaccount
ofprojectionisbasedonthecumulativehypothesis,first
discussedbyMorgan(1969)andLangendoenandSavin(1971).Thisis
theideathatpresuppositionsalwaysprojectfromembedding,asif
therewerenoeffectslikecancellation.Atrivalentsemanticsthat
yieldsthisbehaviorisobtainedbyusingtheWeakKleene
connectives(Kleene,1952).Assume(forallthepartial/multivalent
semanticsgiveninthisarticle)thatforclassicallyvalued
arguments,theconnectivesbehaveclassically.ThenWeakKleene
connectives(alsoknownastheBochvarInternalconnectives)are
definedasfollows:
Definition3(WeakKleene)
IfanyargumentofasentencewithaWeakKleeneconnectivelacksa
classicaltruthvalue,thenthesentenceasawholelacksatruth
value.
WeakKleenefailsasatheoryofpresuppositionbecauseitentails
thatpresuppositionsprojectuniformly,whereasinfacttheydonot.
AnothersystemofKleene’s,theStrongKleeneconnectives,doesnot
havethisproperty:
Definition4(StrongKleene)
Iftheclassically-valuedargumentsofasentencewithaStrongKleene
connectivewouldsufficetodetermineatruthvalueinstandardlogic,
thenthesentenceasawholehasthatvalue;otherwiseitdoesn’thave
aclassicalvalue.
Forexample,inclassicallogicaconjunctionisboundtobefalseif
oneofitsconjunctsisfalse,andthereforethesameholdsforStrong
Kleene“and”.Similarly,sinceinclassicallogica
disjunctionmustbetrueifoneofitsdisjunctsistrue,thesame
holdsforStrongKleene“or”.Weobtainthefollowing
truthtablesforthemainbinaryconnectives:
Conjunction
φ ∧ ψ
t
f
✭
t
t
f
✭
f
f
f
f
✭
✭
f
✭
Disjunction
φ ∨ ψ
t
f
✭
t
t
t
t
f
t
f
✭
✭
t
✭
✭
Implication
φ → ψ
t
f
✭
t
t
f
✭
f
t
t
t
✭
t
✭
✭
Nowconsiderthefollowingexample:
(12)
Ifthereisaknave,thentheknavestolethetarts.
Let’signoreallpresuppositiontriggersin(12)save“the
knave”,andshowthatStrongKleenepredictsthatthesentence
asawholedoesnotpresupposethatthereisaknave.UsingDefinition
1,itsufficestofindatleastonemodelwhere(12)hasaclassical
truthvalue,butinwhichthereisnoknave.Thisiseasy:insucha
model,theantecedentisfalse,andinspectionoftheaboveStrong
Kleenetableshowsthatwhentheantecedentofaconditionalisfalse,
theconditionalistrue,aswouldbethecaseclassically.Infact,
StrongKleenepredictsnopresuppositionfor(12).Thisisin
contradistinctiontoWeakKleene,whichwouldfailtogive(12)a
classicalvalueinknave-lessmodels,andhencepredictthat(12)
presupposestheexistenceofaknave.
ThereareothercaseswhereStrongKleenedoespredicta
presupposition,andthepresuppositionpredictedisnotwhatwemight
haveexpected.ThusStrongKleenegives(13a)aclassicaltruthvalue
inallmodelswherethereisaknave,andinallmodelswherethere
wastrouble.Sowhilewemighthaveexpectedthepresuppositionin
(13b),StrongKleenepredictsthepresuppositionin
(13c).[6]
Wewillreturntothisissueshortly.
(13a)
Iftheknavestolethetarts,thentherewastrouble.
(13b)
Thereisaknave.
(13c)
Iftherewasnotrouble,thenthereisaknave.
Muchofthediscussionofpartialandmultivalentapproachesto
presuppositionoverthelastthreedecadeshascenteredonthe
treatmentof
negation.[7]
Specifically,theissuehasbeenthetreatmentofcancellation
exampleslike(14).
(14)
Thetartswerenotstolenbytheknave:thereisnoknave.
Astandardapproachistoproposethatnegationisambiguousbetweena
presupposition-preservingnegationandapresupposition-denying
negation;seee.g.,thediscussionbyHorn(1985,1989).The
presupposition-preservingnegation(akachoicenegation)we
havealreadyseen,anditisfoundinboththeWeakandStrongKleene
systems.Thepresupposition-denying(orexclusion)negation
istypicallytakentomaptruetofalseandfalsetotrue,asusual,
butalsotomapanargumentlackingaclassicalvaluetotrue.Thusif
(14)isinterpretedinamodelwherethereisnoknave,but
“not”isunderstoodasapresupposition-denyingnegation,
then“thetartswerestolenbytheknave”wouldlacka
classicalvalue,but“Thetartswerenotstolenbythe
knave”,and(14)asawhole,wouldbetrue.
3.Pragmaticpresupposition
Probablythemostsignificantphilosophicalcounterpointtothe
Frege-Strawsonapproachtopresupposition,otherthantheoriginal
non-presuppositionalworkofRussell,isduetoStalnaker(1972,1973,
1974),andlaterclarifiedinStalnaker
(1998).[8]
Stalnakersuggeststhatapragmaticnotionofpresuppositionis
needed,sothattheproperobjectofphilosophicalstudyisnotwhat
wordsorsentencespresuppose,butwhatpeoplepresupposewhenthey
arespeaking.Apragmaticpresuppositionassociatedwithasentenceis
aconditionthataspeakerwouldnormallyexpecttoholdinthecommon
groundbetweendiscourseparticipantswhenthatsentenceis
uttered.[9]
OneconsequenceofStalnaker’sviewisthat,contrasemantic
accountsofpresupposition,presuppositionfailureneednotproducea
semanticcatastrophe.Thereare,however,twoweakertypesoffailure
thatcanoccur:(i)aspeakerutteringsomesentence
ScanfailtoassumethatsomepropositionPisin
thecommonground,eventhoughmostutterancesofSwouldbe
accompaniedbythepresuppositionthatP;and(ii)a
speakercanpresupposesomethingthatisnotinthecommonground.We
seethesetwotypesoffailurerespectivelyin(15a),wherethereis
nopresuppositionthatMullahOmarisalive,and(15b)whereitis
presupposedthatLukewasalive.
(15a)
Idon’tknowthatMullahOmarisalive.Idon’tknowifhe’sdead
either.(GeneralDanMcNeill,Reuters,19May2008)
(15b)
Vaderdidn’tknowthatLukewasalive,sohehadnointentionsof
convertingLuketotheSith.(Webexample)
Theseexamplesinvolveasubclassoffactiveverbscalled
"semifactives,"whichKarttunen(1971b)concludedonlytriggera
presuppositioninsomepersonandtenseforms.AsKarttunenhimself
realized,suchastipulationisunmotivated.ForStalnaker’spragmatic
accountofpresupposition,theseexamplesarenotproblematic;the
verb"know"neednotpresupposethatitscomplementistrue.Whenan
addresseehearsthefirstsentenceof(15a),hewillrealizethatif
itwereinthecommongroundthatMullahOmarwasalive,thenthe
speakerwouldknowthis,andsothespeaker’sclaimwouldbefalse.
Thereforethehearercanreasonthatthespeakerisnotpresupposing
thecomplementof“know”tobetrue.Ontheotherhand,
whenahearerisconfrontedby(15b),itisconsistenttoassumethat
Lukewasalive.Sincespeakersusing“know”typically
presupposethetruthofthecomplement,wecanassumethatthisisthe
casehere.
Stalnaker’sworkwaspartofanavalancheofpragmaticattacksonthe
semanticconceptionofpresupposition.Workingintheimmediate
aftermathofGrice’s1967WilliamJames
lectures[10],
accountslikeAtlas(1976;1977;1979),AtlasandLevinson(1981),
Kempson(1975),Wilson(1975),andBöerandLycan(1976)all
presentdetailedargumentsthatpresuppositionsshouldbeunderstood
assomethingakintoconversationalimplicatures.Generallyspeaking,
theseapproachesjustifypresuppositionalinferencesbyusingthe
maximsofrelevanceandquantity.Thus,forexample,Atlas(1976)
suggeststhatanembeddingofadefiniteunderanegationwilltendto
produceameaningthatisruledoutasinsufficientlystrongto
satisfythemaximofquantity,unlessitisstrengthenedbytreating
thedefiniteasifithadwidescopeandcouldactreferentially.
ContemporarydescendantsofthispragmatictraditionincludeAbbott
(2000;2006;2008),Simons(2001;2003;2004;2006;2007),and
Schlenker(2007;2008).BothAbbottandSimonsareatpainsto
distinguishbetweendifferentpresuppositiontriggers,ratherthan
lumpingthemalltogether.ThusSimons,forexample,makesacasefor
derivingpresuppositionalinferencesassociatedwithfactivesand
aspectualadverbsusingacombinationofStalnakerianandGricean
reasoning,allowingthattypicallyanaphorictriggerslikethe
additive“too”mightfunctionconventionally.Ontheother
hand,Schlenker’spragmaticderivationofprojectionproperties,using
bothstandardmaximsandatleastonerulespecificto
presuppositions[11],
doesnotmakefine-graineddistinctionsbetweenpresupposition
triggers.
Thereisacontrastamongpragmaticapproachestopresuppositionas
regardswhetherthesourceofpresuppositionsisdiscussed.The
approachesmentionedintheprecedingparagraph,whichattemptto
derivepresuppositionalinferencesfromgeneralconversational
principles,aimtoexplainboththesourceofpresuppositions,andthe
phenomenonofprojection.ButStalnakermadenoattemptwhatsoeverto
explainwherepresuppositionscamefrom,beyondindicatingthatthey
areinferentialtendenciesthatmightormightnotbeassociatedwith
semanticpresuppositions.Thisemphasisontheprojectionof
presuppositionsratherthantheirsource,whichholdsalsoofthe
contemporaneousworkbyKarttunen(1974;1973),towhichweshallturn
shortly,livedoninmuchoftheworkinfluencedbythesetheories.It
isparticularlyobviousinwhatwecancollectivelyterm
cancellation-basedtheoriesofpresupposition,ledbyGazdar
(1979a;1979b),andincludingSoames(1979;1982),Mercer(1987;
1992),Gunji(1981),Marcu(1994),Horton(1987),HortonandHirst
(1988),Bridge(1991),andvanderSandt(1982;1988).
CancellationaccountscanbetracedbackinspirittoStalnaker’s
accountofsemifactives,discussedabove,inwhichpresuppositionsare
defeatedbycompetingconversationalinferences:thegeneralideais
simplytomakepresuppositionsintodefaults,andwipethemout
whenevertheywouldcausepragmaticembarrassment.Gazdarprovideda
remarkablystraightforwardformalizationofthisaccount,aswellas
extendingtomanyotherprojectionphenomena,basedonageneral
principlehecharacterizesas“Allthenewsthatfits”.In
Gazdar’smodel,thestrategyforahearerisfirsttoidentifysetsof
entailments,conversationalimplicatures,andpresuppositions,and
thentotryaddingthemtothespeaker’ssetofcommitments.
Definition5(Gazdar:cancellation)
Implicaturesandentailmentsdefeatpresuppositions,soaheareradds
tohisorhercommitmentsonlythosepresuppositionsthatare
compatiblewithbothimplicaturesandentailments.Allremaining
presuppositionsarecancelled.
Consider(16a),andassumetherearenorelevantpre-existing
commitments:
(16a)
Ifthekingisangry,thentheknavestolethetarts.
(16b)
Ifthereisaknave,thentheknavestolethetarts.
AccordingtoGazdar,(16a)entailsthatifthereisanangrykingthen
thereisaknaveandhestolesomesetoftarts.(Thismuchall
theoriesagreeon;sometheoriesmaypredictstrongerentailments.)
Thesetofimplicatureswouldincludetheclausalimplicaturethatthe
speakerdoesn’tknowwhetherakingisangry,anddoesn’tknowwhether
aknavestoletarts.Thepresuppositions(or“potential
presuppositions”,inGazdar’sterms)arethatthereisaunique
king,auniqueknave,andauniquesetoftarts.Thehearerproceeds
byaddingtheentailmentsto(theirrepresentationof)thespeaker’s
commitmentset,thenaddingwhateverimplicaturesfitin,andthen
addingthepresuppositionsthatfitafterthat.Inthiscase,allthe
entailments,implicatures,andpresuppositionsareconsistent,andall
canbeaddedwithoutanybeingcancelled.
Butnowconsider(16b),repeatedfrom(12).Herethereisan
implicaturethatthespeakerdoesn’tknowwhetherthereisaknave.
Theheareracceptsthisandotherimplicatures,andthenconsidersthe
presuppositionsthatthereisaknaveandthattherearesometarts.
Thepresuppositionthattherearetartsisunproblematic,andis
added,butthehearercannotconsistentlyaddthepresuppositionthat
thereisaknave.Sothispresuppositioniscanceled,and(16b)does
notpresupposethatthereisaknave.Hence,accordingtoGazdar,
presuppositionsaresometimesblockedbyconversational
implicatures.
Withinthespaceofcancellation-basedaccountsofpresupposition,it
ishardtobeatGazdar’sforitsconceptualandtechnicalsimplicity,
anditsempiricalcoverage.Someconceptualquestionsremain,however,
suchaswhyitshouldbethatpresuppositionsarethelast
thingstobeaddedintheprocessofupdatingcommitments.Vander
Sandt’s(1982,1988)reformulationofthecancellationmodelgivesus
analternativewaytothinkaboutthis,bymodelingprojectionin
termsofwhetherpresuppositionscouldhavecomefirst.
Definition6(VanderSandt:cancellation)
Projectonlythosepresuppositionsthatcouldbeconjoinedtothe
beginningofthesentencewhileleavingtheutteranceconsistentwith
(neo-Gricean)conversational
principles.[12]
TheintuitiveideaunderlyingvanderSandt’sproposalisthat
presuppositionsaregiveninformation,andinthissense
“precede”theircarriersentences,ifnotde
factothenatleastdejure,inthesensethatthe
contextwouldhavelegitimatedtheirpresence.Inthecaseof(16),
frontingthepresuppositionthattherearesometartsyieldsthe
sentencesin(17).
(17a)
Therearesometartsandifthekingisangrythentheknavestole
thetarts.
(17b)
Therearesometartsandifthereisaknave,thentheknavestole
thetarts.
Thefrontingofthepresuppositiondoesnotleadtoaclashwithany
Griceanprinciples,sothepresuppositionsarepredictedtoprojectin
(16a)and(16b).Similarly,frontingthepresuppositionthatthereis
aknaveto(16a),asin(18a),producesnoclash,so(16a)presupposes
thatthereisaknave.Butaddingthepresuppositionthatthereisa
knaveto(16b),asin(18b),doesresultinaclash:since(18b)is
truth-conditionallyequivalenttothesimpleconjunction“there
isaknaveandtheknavestolethetarts”,itisredundant,
conflictingwiththerequirementofbrevityinGrice’sMaximof
Manner.OnvanderSandt’sanalysis,iffrontingapresupposition
wouldproducearedundantresult,thenthatpresuppositioncannot
project.So(16b)iscorrectlypredictednottopresupposethatthere
isaknave.
(18a)
Thereisaknaveandifthekingisangrythentheknavestolethe
tarts.
(18b)
Thereisaknaveandifthereisaknave,thentheknavestolethe
tarts.
Itshouldbenoted,however,thatevenif(18b)isredundant,itis
arguablyafelicitousdiscourse,andthereforesomesubtletyisneeded
inapplyingvanderSandt’scancellationprincipleinthesimplified
formabove.Theissueisnotsimplywhetheradiscourseisfelicitous,
butwhetherthereisanyclashwiththemaxims.Andthiswillof
coursedependonhowexactlythemaximsareformulated.Butforthe
purposesofunderstandingtheintentionofvanderSandt’sanalysis,
wecantakeitthatthoughanutteranceof(18b)couldbefelicitous,
itwouldbeacaseofflouting(inGrice’ssense),acase
whereamaximisdisobeyedinordertopreservesomegreater
conversationalgoal.
Amorerecentpragmaticapproachsituatespresuppositionsinawider
taxonomyofprojectivecontentbasedonthepropertyof
at-issueness. Oncewe’veidentifiedtheQUD,wecanidentify
contentthatismeanttoberelevanttowardsansweringit.Inother
words,contentthatis at-issue.Simonsetal(2010)proposethat
thispragmaticpropertyisrelevanttoprojectionsuchthatonly
not-at-issuecontentprojects.
Definition7(Cancellationviaat-issueness)
Projectonlythosepresuppositionsthatarenot-at-issue.
Considerexamples(19)and(20)fromBeaver(2010).Theseexamples
involvethefactiveverb"discover",andhenceareexpectedtotrigger
apresuppositionthatitscomplementistrue,i.e.thatthe
addressee’sworkisplagiarized.In(19),where"discover"is
stressed,thispresuppositionseemstoproject,withtheimplication
that,absenttheT.A.findingoutwhat’sgoingon,thespeakeris
preparedtooverlooktheplagiarism.Inthiscase,wemightsaythat
whatisat-issueisthequestionofwhethertheT.A.findsoutabout
theplagiarism.However,in(20),wherestressinon"plagiarized",it
isfarlessclearwhetherthespeakerbelievestheaddressee’sworkis
plagiarized.Thiscanbeexplainedifstresson"plagiarized"is
markingthepropositionthattheworkisplagiarizedasat-issue.So,
thegeneralizationinDefinition7predictsthatthispropositiondoes
notproject.
(19)
IftheT.A.disCOVersthatyourworkisplagiarized,Iwillbe
forcedtonotifytheDean.
(20)
IftheT.A.discoversthatyourworkisPLAgiarized,Iwillbe
forcedtonotifytheDean.
Pragmaticapproachestopresuppositiontaketheburdenofprojection
offconventionaltriggeringandallowfordiscoursestructureto
influenceprojectionwhentriggersareplacedindifferentcontexts.
Oneconsequenceofthisviewisthatitcanbeapplied
cross-lingustically(e.g.Tonhauseretal2013)withoutrunninginto
theissueoflanguage-specificconventionalizedtriggers.Additionally
itallowsustoaccountfortheprojectionofexpressionsthatdon’t
displayotherpropertiesthatweassociatewithpresupposition,for
exampleappositives,expressivesandhonorifics(Potts2005).Inother
words,there’sareasonwhysomethingsthataren’tpresuppositions
stillbehavelikethem.
Anewtrendofpsycholinguisticresearchpotentiallyofferssome
promisingnewevidenceaboutthedegreetowhichpresuppositionsare
processedlikepragmaticinferencesorsemanticentailments.The
methodsinthesestudiestypicallyrelyonidentifyingatwhatpoint
duringtheprocessingofanutterancepresuppositionsbecomeavailable
tothelistener.Thelineofreasoninggoeslikethis:if
presuppositionsareconventionallyencodedintheirtriggersandare
conditionsforcontextstoupdate,theyshouldariseimmediatelywhen
atriggerisused.However,ifpresuppositionsaretheresultof
pragmaticreasoning,thereshouldbeadelayintheirprocessing.
Whiletheresultsofthesestudieshavebeensomewhatinconsistent,
theylargelysuggestthatpresuppositionsareprocessedimmediately.
Forexample,oneoftheexperimentsinTiemannetal.(2011)finds
thatpresuppositiontriggersthemselvescarryaprocessingcost
relativetoothernon-presuppositionalexpressions.Inaneye-tracking
study,Kim(2008)findsthatthereareshiftsineyemovementsquite
rapidlyaftertheutteranceofthetriggeronly.These
studiesandthemethodologiesusedinthemarestillrelatively
new. However,empiricalworkontheprocessingofpresuppositions
remainsapromisingstrandofresearchindeterminingtheextentto
whichwecanconsiderpresuppositionstobeconventional
4.Localcontextsandthedynamicturn
Instatictheoriesofmeaning,suchasthetrivalentaccountsof
presuppositiondiscussedabove,whenasentenceisinterpretedina
givencontext,everyexpressioninthatsentenceisinterpreted
relativetothatsamecontext.Indynamictheoriesofmeaning,the
contextisallowedtochangeasasentenceisinterpreted.The
earliestandperhapsstillclearestmotivationforthisdynamismis
whatmightbetermedtheanaphoricasymmetry.Theanaphoric
asymmetryconsistsinpronounsacrosslanguagesbeingusuallyresolved
toexpressionsthathavealreadyoccurred,andonlybeingresolved
cataphoricallytoexpressionsthatoccurlaterinthesentencein
quitespecialconfigurations.Thedynamicexplanationforthisisthat
pronounsareresolvedtoreferentsviathecontext,andthatthe
contextisupdatedduringprocessingsothatittypicallyonly
containsinformationaboutthingsthathavealreadybeenmentioned.
Thequestionmightthenbeasked:howdoestheprocessingofanaphora
relatetotheprocessingofpresuppositions?Itturnsoutthatthere
areremarkablystrongparallelsbetweenphenomenainvolvinganaphora
andpresupposition,andthisinturnprovidesamotivationfor
consideringnotonlyanaphorabutalsopresuppositiontobean
intrinsicallydynamicphenomenon.Inthissection,wewillfirststudy
theparallelsbetweenpresuppositionandanaphora,seenasapossible
motivationforconsideringcontextchangeinanalyzingpresupposition,
andthendescribeinlargelyhistoricaltermsthesequenceof
developmentsthatledtocontemporarydynamictheories.
4.1Presuppositionandanaphora
Whileanumberofauthorshavenotedthatpresuppositionsbehavein
somerespectslikeanaphors(e.g.,Kripke2009andSoames1989),it
wasvanderSandt(1989;1992)whobroughtouttheconnectionthemost
forcefully.Henotedthatforeveryconfigurationofanaphorsand
antecedentswhereapronounisinterpretedanaphoricallybutisnot
interpretableasaboundvariable,asimilarconfigurationispossible
with
presuppositions.[13]
Ineachofthefollowingquadruples,weillustratesomeconfiguration
inthe(a)and(b)examples,whilethe(c)and(d)casesshowthata
slightdivergencefromtheoriginalconfigurations(i.e.thosein(a)
and(b)),producesinfelicity.Notethatthe(a)and(c)examples
includeananaphoricpronoun(“it”),andthe(b)and(d)
examplesincludethefactiveverb“knows”,whichtriggers
apresuppositionthatitspropositionalcomplementistrue(i.e.,that
Fredleft).So,anaphoraisfelicitousinconfigurationsinwhich
presuppositionsarefelicitous,andanaphoraisinfelicitousin
configurationsinwhichpresuppositionsareinfelicitous.Itisclear
thatconnectionsbetweenanaphoricpronounsandtheirantecedentson
theonehand,andpresuppositiontriggersandtheirantecedentsonthe
other,aresensitivetoverysimilarconfigurationalrequirements.
Inter-sentential(discourse)anaphora
(21a)
Therewasastorm.Itwasfierce.
(21b)
Fredleft.MaryknowsthatFredleft.
(21c)
#Itwasfierce.Therewasastorm.
(21d)
#MaryknowsthatFredleft.Fredleft.
Donkeyanaphora
(22a)
Ifafarmerownsadonkeythenhebeatsit.
(22b)
IfFredleftthenMaryknowsthatFredleft.
(22c)
#Ifafarmerdoesn’townadonkey,thenhebeatsit.
(22d)
#IfFreddidn’tleaveleftthenMaryknowsthatFredleft.
Modalsubordination
(23a)
Awolfmightcometothedoor.Itwouldeatyou.
(23b)
Fredmighthaveleft.MarywouldknowthatFredhasleft.
(23c)
#Awolfmightcometothedoor.It’sbrown.
(23d)
#Fredmighthaveleft.MaryknowsthatFredhasleft.
Bathroomanaphora
(24a)
Eitherthere’snobathroominthishouse,orelseit’sina
funnyplace.
(24b)
EitherFreddidn’tleave,orelseMaryknowsthatheleft.
(24c)
#Eitherthereisabathroom,orelseit’sinafunnyplace.
(24d)
#EitherFredleft,orelseMaryknowsthatheleft.
4.2Satisfactioninlocalcontexts
Aspreviouslynoted,earlyworkonpresuppositionwasprimarily
focusedondefinitedescriptions,anddefinitedescriptionshave
continuedtobetheparadigmaticexampleofapresuppositiontrigger
inphilosophicalliteratureoverthelastfiftyyears.However,bythe
early1970s,morelinguisticallyorientedworkhadexpandedthe
empiricaldomainofpresuppositiontheoryfromdefinitedescriptions
toothertriggertypes,includingfactives(KiparskyandKiparsky,
1970),implicatives(Karttunen,1971a),focusparticles(Horn,1969),
verbsofjudging(Fillmore,1971)andsortalconstraints(Thomason,
1972).Stalnaker’sdiscussionofKarttunen’ssemifactivesprovidesan
earlyexampleofhowthislinguisticexpansionoftheempiricaldomain
hasimpactedphilosophicalwork.Alsobytheearly1970s,linguists
hadexpandedtheempiricaldomaininanotherdirection.The
philosophicalliteraturewaslargelyorientedtowardsunembedded
presuppositiontriggersandtriggersundernegation,butaswehave
alreadymentioned,Morgan(1969)andLangendoenandSavin(1971)
generalizedtheissuebyconsideringarbitraryembeddings.However,it
wasnotuntilKarttunen(1973)thatthefullcomplexityofthe
projectionproblembecameapparent.Bymethodicallyconsidering
projectionbehaviorconstructionbyconstruction,Karttunenshowed
thattherewasmorevariationinprojectionbehaviorthanhadbeen
previouslydescribed,makingitquiteclearthatnoneoftheextant
Frege-Strawsonderivedsystemscouldhopetocovereverycase,and
thisultimatelyledtotheapplicationofdynamicmodelsofmeaningto
theproblemofpresuppositionprojection.
Karttunen(1973)presentedataxonomyofembeddingconstructionsthat
dividedthemintothreeclasses:plugs,holesand
filters.Plugscompriseaclassofpredicatesandoperators
whichKarttunenclaimedblocktheprojectionofpresuppositions,while
holesareaclassofpredicatesandoperatorswhichallow
presuppositionstoprojectfreely.So,forexample,since“told
that”isaplug,accordingto
Karttunen,[14]
(25)ispredictednottopresupposethatthereisaKingofFrance.
Ontheotherhand,since“perhaps”isahole,(26)is
predictedtopresupposethatthereisaKingofFrance.
(25)
MarytoldJimthattheKingofFrancewasbald.
(26)
PerhapstheKingofFranceisbald.
Karttunen’sfiltersincludethebinarylogicalconnectives“if
then”,“and”,and“or”.Theintuition
behindthefiltermetaphoristhattheseconstructionsallowonlysome
presuppositionstoproject,othersbeingcaughtinthefilter,andwe
havealreadyseenexamplesofthisphenomenon.Thusexample(12)
showedthatsometimesapresuppositionintheconsequentofa
conditionaldoesnotproject:herethepresuppositionthattherewasa
knaveisfilteredout.Butthesameexampleincludesanoccurrenceof
thedefinite“thetarts”intheconsequent,andthe
presuppositionthatthereare(oratleastwere)sometartsprojects
fromtheconditional.Karttunenconcludedthattheconsequentofa
conditionalactsasaholetosomepresuppositions,butfiltersout
allthosepresuppositionswhichareentailedbytheantecedent,or,
moregenerally,byacombinationoftheantecedentandcontextually
suppliedbackgroundinformation.
Karttunen’skeyexampleshowingtheroleofcontextbears
repetition:
(27)
EitherGeraldineisnotamormonorshehasgivenupwearingher
holyunderwear.
Thesecondhalfof(27)contains(atleast)twopresupposition
triggers:thedefinitedescription“herholyunderwear”
andtheaspectualverb“giveup”,whichtriggerthe
presuppositionsthatGeraldineusedtohaveandwearholyunderwear,
respectively.Karttunen’sfilteringconditionfordisjunctionsremoves
fromtherightdisjunctanypresuppositionsthatareentailedbya
combinationofthecontextandthenegationoftheleftdisjunct.Now
consideracontextsupportingthepropositionthatallmormonshave
holyunderwearwhichtheywearregularly.Itfollowsfromthis
propositionandthenegationoftheleftdisjunct,i.e.,the
propositionthatGeraldineisamormon,thatGeraldinehasholy
underwearandhaswornitregularly.Buttheseareexactlythe
presuppositionstriggeredintherightdisjunct,sotheyarefiltered
out.Itfollowsthat(27)hasnopresuppositions.
Karttunen’s(1973)accountisofinterestnotonlyforitstriptychof
plugs,holesandfilters,butalsobecauseitsetsthebackgroundfor
acrucialshiftofperspectiveinKarttunen(1974),andthencetothe
dynamicapproachestopresuppositionthathavebeendominantinrecent
years.Whatremainedunclearinthe1973paperwasthemotivationfor
filtering,i.e.whypresuppositionsshouldbefilteredoutwhen
entailedbyothermaterial.Karttunen(1974)suggestsanalternative
conceptionbasedontheideaoflocalcontextsofevaluation.
Theideaisthatthepartsofasentencearenotnecessarilyevaluated
withrespecttothesamecontextasthatinwhichthesentenceasa
wholeisevaluated:alocalcontextmaycontainmore
informationthantheglobalcontext.Forexample,when
evaluatingaconjunction,thesecondconjunctisevaluatedinalocal
contextwhichcontainsnotonlytheinformationintheglobalcontext,
butalsowhateverinformationwasgivenbythefirstconjunct.
Karttunen(1974)defineslocalcontextsofevaluationforarangeof
constructions,andsuggeststhefollowingrequirement:presuppositions
alwaysneedtobeentailed(or“satisfied”,asheputit)
inthelocalcontextinwhichthetriggerisevaluated.Giventhis
requirement,theoverallpresuppositionsofasentencewilljustbe
whateverpropositionsmustbeinacontextofanutteranceinorderto
guaranteethattherequirementsassociatedwithpresupposition
triggersaresatisfiedintheirlocalcontextsofinterpretation.
Karttunenspelledouthowlocalsatisfactionshouldbecalculated
separatelyforeachconnectiveandoperatorheconsidered.However,
recentdevelopmentsinSchlenker(2008)provideageneralwayof
calculatingwhatthelocalcontextshouldbe.Inthefollowing
reformulationofKarttunen’smodelweincorporateSchlenker’sinsights
alongthelinesproposedbyBeaver(2008).
Letussaythatsomeclauseinacomplexsentenceis
redundantrelativetosomecontextofutteranceifyoucan
replacethatclausebyatautologywithoutaffectingtheamountof
factualinformationconveyedbythesentenceinthatcontext.For
example,in(28),thefirstconjunctisredundantinanycontextof
utterance.Here,thesamefactualinformationwouldbeconveyedby
“MaryisMaryandMaryownsasheep”,wherethefirst
conjunctisreplacedbythetautology“MaryisMary”.
(28)
MaryownsananimalandMaryownsasheep.
Nowletussaythataclauseisleft-redundantifitis
possibletotellbylookingatthematerialinthesentencetothe
leftoftheclausethattheclauseisredundant.So“Maryowns
ananimal”isnotleft-redundantin(28)(exceptifthecontext
ofutterancealreadyentailsthatMaryownsananimal),becausethere
isnomaterialbeforethatclause,implyingthatitisimpossibleto
tellbylookingatmaterialtotheleftoftheclausethattheclause
isredundant.Ontheotherhand,thesamesententialfragment,
“Maryownsananimal”,isleft-redundantin(29)andalso
in(20):
(29)
MaryownsasheepandMaryownsananimal.(Truth-conditionally
equivalentto:MaryownsasheepandMaryisMary)
(30)
IfMaryownsasheepthenMaryownsananimal.
(Truth-conditionallyequivalentto:IfMaryownsasheepthen
MaryisMary)
Nowweusethisideaofleftredundancy,whichechoestheabovevan
derSandtanalysisoftheeffectoffrontingpresuppositions,to
definethecrucialnotioninKarttunen’s(1974)account.
Definition8(Karttunen/Schlenker:Presuppositionvia
satisfaction)
ApresuppositionPissatisfiedatpointX
inSiffPwouldbeleft-redundantifaddedatpoint
X.Asentencepresupposeswhateverpropositionsmustholdin
globalcontextsofutterancesuchthateachlocallytriggered
presuppositionissatisfiedwhereitstriggeroccurs.
Asanexample,letusconsiderthepresuppositionspredictedfor(27),
repeatedbelow:
(27)
EitherGeraldineisnotamormonorshehasgivenupwearingher
holyunderwear.
Notefirstthatforallsentencesoftheform“Aor
B”,thenegationofAissatisfiedwithinthe
rightdisjunct.So“Geraldineisamormon”issatisfiedin
therightdisjunctof(27).Andmoregenerally,anythingentailedbya
combinationofpropositionsinthecontextandthenegationofthe
leftdisjunctwillbesatisfiedintherightdisjunct.Now,letus
considertheclause“shehasgivenupwearingherholy
underwear”:wetakethistotriggerthepresuppositionthat
Geraldinehashadholyunderwearthatshewore.Thispresupposition
willbesatisfiedprovidedtheglobalcontextofutterance,combined
withthenegationoftheleftdisjunct,entailsthatshehashadholy
underwearthatshewore.Andclassicallythiswillbethecaseifand
onlyifthecontextsupportstheconditional“ifGeraldineisa
mormon,thenshehashadholyunderwearthatshewore”(which
wouldalsobethecaseifthecontextsupportedsomethingstronger).
Hence,thisconditionalisthepresuppositionKarttunen(1974)
predictsfor(27).
OnenotablepropertyofKarttunen’s1974treatmentofexampleslike
(27),apropertynotfoundinhis1973model,isthatthe
presuppositionpredictedisconditionalized.Thatis,(27)isnot
predictedtopresupposethatGeraldinehashadholyunderwearthatshe
wore,butthatifsheisamormonthenshehashadsuchunderwear.We
alreadyencounteredsuchconditionalizedpresuppositionsinour
discussionofStrongKleene;infact,StrongKleenepredictsexactly
thesameconditionalizedpresuppositioninthiscase.Karttunen’s1974
modelalsopredictsconditionalizedpresuppositionswhenthe
presuppositiontriggerisintherightconjunctofaconjunction,or
intheconsequentofa
conditional.[15]
Thusin(16a),repeatedbelow,thepresuppositionspredictedarethat
thereisaking(sincepresuppositionstriggeredintheantecedentare
notconditionalized),andthatifthekingisangry,thenthereisa
knave.In(16b),theconditionalpresupposition(thatifthereisa
knave,thenthereisaknave)istrivial,soineffectthereisnonet
presupposition.[16]
(16a)
Ifthekingisangrythentheknavestolethetarts.
(16b)
Ifthereisaknave,thentheknavestolethetarts.
AlthoughKarttunen’s(1974)modelisdistinctconceptuallyfromanyof
itspredecessors,wehavealreadynotedthatitsharesatleastsome
predictionswithStrongKleene.AnobservationmadebyPeters(1979)
showedthatthe1974modelissurprisinglycloselyrelatedtothe
semanticaccountsofpresuppositiondiscussedabove.Inparticular,
PetersshowedthatKarttunen’swayofcalculatingpresuppositionsfor
thetruthconditionalconnectivesisequivalenttowhatwouldbe
obtainedwithinathree-valuedlogic,butwithspecialnon-symmetric
connectives.HereisageneralwayofdefiningthePetersConnectives,
inspiredbothbySchlenker(2009;2008)andGeorge(2008):
Definition9(MiddleKleene/Petersconnectives)
Gofromlefttorightthroughthesentence.Foreachargument
Xthattakesanon-classicalvalue,checkwhetheronthe
basisofmaterialonitsleft,assigninganarbitraryclassicalvalue
toXcouldconceivablyhaveaneffectontheoverallvalue.
Ifso,thesentenceasawholelacksaclassicaltruthvalue.Ifnot,
justassignXanarbitraryvalue,andcarryon.Ifthis
procedureallowsallnon-classicalvaluestobefilledinclassically,
thenthesentencecanbeassignedaclassicalvalue.
Forexample,thisproceduremakesaconjunctionclassicalifbothits
argumentsareclassical,falseiftheleftconjunctisfalse,and
undefinedotherwise.Thusundefinednessoftheleftconjunctforces
undefinednessoftheentireconjunction,whereasundefinednessofthe
rightconjunctonlysometimesyieldsundefinednessoftheentire
conjunct,asseeninthefollowingcomparisonoftruthtablesin
varioussystems.Theneteffectisthatpresuppositionsoftheleft
conjunctprojectintheMiddleKleenesystem,justasintheWeak
Kleenesystem,butpresuppositionsoftherightconjunctare
conditionalized,justasintheStrongKleenesystem.Thisbehavior
preciselymirrorsthatoftheKarttunen(1974)model.
Definition10(Trivalenttruthtablesfor
conjunction)
WeakKleene
φ ∧ ψ
t
f
✭
t
t
f
✭
f
f
f
✭
✭
✭
✭
✭
MiddleKleene/Peters
φ ∧ ψ
t
f
✭
t
t
f
✭
f
f
f
f
✭
✭
✭
✭
StrongKleene
φ ∧ ψ
t
f
✭
t
t
f
✭
f
f
f
f
✭
✭
f
✭
TheequivalencebetweenPeters’connectivesandKarttunen’smodel
pavedthewayforamorecompletereformulationoftheKarttunenmodel
inKarttunenandPeters(1977;1979),wherecertaintypesof
presupposition(whichKarttunenandPetersregardasconventional
implicaturesratherthanpresuppositions)aretreatedina
compositionalgrammarfragment.Thisfragmentusestwodimensionsof
meaning,oneforpresuppositionandoneforassertion,andis
effectivelyanimplementationofthePetersconnectivesina
four-valuedlogic;seeKrahmer(1994);Krahmer(1998),Beaver(2001),
andBeaverandKrahmer(2001)fordiscussion,andthelatterfora
fragmentthatmirrorsthatofKarttunenandPeters,butallowsfor
richerinteractionsbetweenpresuppositionsand
quantifiers.[17]
4.3Satisfactiontheories
AlthoughKarttunen’s(1974)modelturnedouttobeequivalenttoa
systemwhich,fromapurelytechnicalpointofview,isinthe
Frege-Strawsontradition,Karttunen(1974)wasoneoftheseminal
papersofthedynamiczeitgeistthatsweptthroughsemanticsand
pragmaticsinthelastdecadesofthetwentiethcentury.Alsorelevant
hereareHamblin(1970),Stalnaker(1972;1974),Gazdar(1979)and
Lewis(1979),allofwhomadvanceddynamicmodelsofpragmaticsin
whichthe(joint)commitmentsofspeakersandhearersevolveasnew
assertionsaremadeandtheircontentbecomespartofthelinguistic
contextavailableforfutureutterances.Itisagainstthisbackground
thatHeim(1982;1983)offeredthefirstdynamicsemanticaccountof
presupposition.Heim’smodelutilizesStalnaker’snotionofacontext
asasetofallpossibleworldscompatiblewithwhathasbeen
establishedatthatpointinaconversation,butinvolvesacrucial
twistadaptedfromKarttunen.InStalnaker’smodel,asingle
globalcontextisupdatedeachtimenewinformationis
asserted,butinHeim’smodelthecontextisupdatedlocally
intheprocessofcomputingthemeaningsofsubpartsofacomplex
expression.[18]
WecandefineasimplifiedversionofHeim’ssystemasfollows:
Definition11(DynamicSemantics)
AssumingthatthecontextsetCisasetofpossible
worldsandSandS′aresentences:
C+S=thesubsetofworldsinCthat
arecompatiblewithS,butthisisdefinediff
S’spresuppositions(ifany)aretrueinallworldsin
C.
C+¬S=C−(C+
S)
C+S∧S′=(C+
S)+S′
C+S○S′,where○
issometruthfunctionaloperator,isgivenbythesimplestclassical
definitionof○intermsof¬and∧thatpreservesthe
orderofthetwosub-clauses.
SissatisfiedinacontextCiff
C+S=C(i.e.,updatingCwith
Shasnoeffect).
SpresupposesS′iff
S′issatisfiedinallcontextswhereupdatewith
Sisdefined.
Clause(iv)entailsthatupdatewithaconditionalisdefined
viatheequivalenceA→B≡¬
(A∧¬B)(providedthatthesubordinate
clauseprecedesthemainclause).Toseehowthiswillwork,let’s
considerthefollowingexample:
(31)
Ifthekingisangry,thentheknavestolethetarts.(=
(16a))
Inordertoupdateacontextwith(31),wemustdothe
equivalentofupdatingwith(32a).Nowclause(ii)saysthat
toupdateacontextwith(32a),wemustfirsttryupdatingwith(32b),
andsubtracttheresultfromtheoriginalcontext(soastoleave
behindwhicheverworldsarenotcompatiblewith(32a)).But
(32b)isaconjunction,sowemustfirstupdatewiththeleftconjunct
(32c),andthenwiththeright(32d).Updatingwith(32c)isonly
definedifthepresuppositionthatthereisakingissatisfiedinall
worldsinthecontextset.Weimmediatelyseethat(31)and(32a),
(32b),and(32c)allhavethisrequirement,i.e.,theypresupposethat
thereisaking.Providedthispresuppositionissatisfied,updating
with(32c)producesasubsetofworldswherethekingisangry.Weuse
thisreducedcontextsetforupdatewith(32d).Butupdatewith(32d)
againusesthenegationclause(ii)oftheabovedefinition.
Sowestartedoffwithasetofworldswherethereisaking,we
reducedittoasetofworldswherethekingisangry,andnowwemust
updatethatcontextwith(32e),anupdatewhichwillonlybedefined
ifthereisaknave.
(32a)
It’snotthecasethat[thekingisangryandtheknavedidn’t
stealthetarts].
(32b)
Thekingisangryandtheknavedidn’tstealthetarts.
(32c)
Thekingisangry.
(32d)
Theknavedidn’tstealthetarts.
(32e)
Theknavestolethetarts.
Theupshotoftheaboveargumentationisthatupdateofacontextwith
(31)isonlydefinedforcontextsinwhich(a)thereisaking,and
(b)alltheworldswherethekingisangryareworldswherethereisa
knave.Followingthedefinitionsthrough,itturnsoutthat,once
again,theoriginalsentencecarriesbothanon-conditionalized
presupposition,thatthereisaking,andtheconditionalized
presuppositionthatifthekingisangry,thenthereisaknave.
Thesatisfactionbasedmodelhasseenconsiderablefurther
development—seee.g.,Beaver(1992;2001),Chierchia(1995),
Heim(1992),Zeevat(1992),and,foraratherdifferentformalization
ofadynamicsemanticapproach,vanEijck(1993;1994;
1995).[19]
5.Accommodation
Themostimportantfeatureofthesatisfactionmodelnotcoveredin
thedescriptionaboveisaccommodation.Accommodationwasfirst
discussedbyKarttunen(1974)andStalnaker(1974),thoughonlynamed
assuchbyLewis(1979).Karttunenintroducestheconceptas
follows:
Ordinaryconversationdoesnotalwaysproceedintheidealorderly
fashiondescribedearlier.Peopledomakeleapsandshortcutsbyusing
sentenceswhosepresuppositionsarenotsatisfiedinthe
conversationalcontext.Thisistheruleratherthantheexception
[…]Ithinkwecanmaintainthatasentenceisalwaystakento
beanincrementtoacontextthatsatisfiesitspresuppositions.If
thecurrentconversationalcontextdoesnotsuffice,thelisteneris
entitledandexpectedtoextenditasrequired.(Karttunen1974:191)
Ifthislooksreasonablystraightforward,thereadershouldbewarned
thataccommodationisamongthemorecontentioustopicsin
presuppositiontheory.
[20]
Tobeginwith,therearevariousnotionsofaccommodation,someof
whicharestricterthanothers.Toexplain,considerthefollowing
examplebyHeim(1982):
(33)
JohnreadabookaboutSchubertandwrotetotheauthor.
Inordertodeterminetheintendedmeaningof“the
author”,thehearerhastoinfer(i)thatthereisan
authorand(ii)thatthesaidauthorwrotethebookreadby
John.Whereasonabroadunderstandingofaccommodation,allofthis
isaccommodated,onastrictconstrualonly(i)is,and
(ii)isabridginginference.Thisisnotjustamatterof
terminology.Ifwechoosetobestrict,wecanarguethatthereis
somethinglikean“accommodationmodule”,whichassuch
hasnothingtodowithworldknowledge;whereasifthenotionis
construedmorebroadly,accommodationisofapiecewithbridging.To
facilitatethefollowingdiscussion,wewilladoptastrictnotionof
accommodation,andtakethenaiveviewthatwhatisaccommodatedis
thepresuppositionastriggeredby,e.g.,adefiniteNPorfactive
verb.
5.1GlobalandLocalAccommodation
Withthesepreliminariesoutoftheway,weturntothefirstmajor
question:Wherearepresuppositionsaccommodated?Thoughit
mayseemoddatfirst,thisquestionisinescapableifweassume,as
isstandardindynamicsemantics,thatanexpressionmayoccurin
severalcontextsatthesametime(cf.Section4.3).ForHeim(1982),
followingLewis(1979),accommodationisaprocesswherebycontexts
areadjustedsoastomakeupdatepossiblewhenpresuppositionsare
notsatisfied.Intermsofhertreatmentofaccommodation,Heim’s
majorinnovationoverLewiswastoallowthisprocesstotakeplace
notonlyintheglobalcontextofutterance,butalsoonlocal
contextsfoundmidwaythroughanupdate.Toillustrate,considerthe
following:
(34a)
(c0)Maybe(c1)Bettyis
tryingtogiveupdrinking.
(34b)
(c0)Maybe(c1)Wilma
thinksthat(c2)herhusbandishavingan
affair.
Herec0referstotheglobalcontextinwhicha
givensentenceisuttered,andc1and
c2areauxiliary,orlocal,contexts.In(34a),
themodal“maybe”createsanauxiliarycontextofpossible
statesofaffairsinwhichBettyistryingtogiveupdrinking;the
same,mutatismutandis,for(34b).Thepresuppositiontriggeredin
(34a),thatBettyusedtodrink,canbeaccommodated
globally,i.e.,inc0,or
locally,inc1.Intheformercase,the
utteranceisconstruedasmeaningthatBettyusedtodrinkandmaybe
tryingtokickthehabit;inthelatter,itconveysthat,possibly,
Bettyusedtodrinkandistryingtogiveupdrinking.Likewise,in
(34b),thepresuppositionthatWilmaismarriedmaybeaccommodated
globally,orlocallyinthemostdeeplyembeddedcontext.Buthere
thereisathirdoption,aswell:ifthepresuppositionis
accommodatedinc1,thesentenceisreadas
“MaybeWilmaismarriedandshethinksthatherhusbandis
havinganaffair”,andwespeakofintermediate
accommodation.
Itiswidelyagreedthatthefollowingempiricalgeneralization,made
explicitbyHeim(1983),iscorrect:
PGA:Globalaccommodationispreferredtonon-global
accommodation.
WhilethePGAwasinitiallybasedsolelyonintuitions,quantitative
studiesonthespeedofprocessinglocalandglobalinterpretations
havesinceprovidedempiricalsupportforit(e.g.ChemlaandBott
2013andRomoliandSchwartz2014).
Intheexamplesin(34)thePGA(preferenceforglobalaccommodation)
clearlyholds:non-globalinterpretationsmaybepossible,butthey
requirespecialcontexts.Onesuchcontextmaybethatthe
presuppositioncontainsavariablewhichisboundbyaquantifier:
(35)
MostGermanswashtheircarsonSaturday.
In(35),withthepossessivepresuppositiontrigger“their
cars”,thereisaglobalcontext(outsideofthescopeof
“most”),alocalcontextcorrespondingtothescopeofthe
quantifier(occupiedbytheVP“washtheircarson
Saturday”),andalsoanintermediatecontextintherestrictor
ofthequantifier(occupiedby“Germans”).Themost
naturalinterpretationofthissentencesurelyisthatmostGermans
whoownacarwashitonSaturday.Sointhiscaseintermediate
accommodationseemstobethepreferredoption,andthismightbe
explained,followingvanderSandt(1992),bysupposingthatthe
possessivepronouncontainsavariableboundbythequantifier.
Thereareothercaseswhereintermediateaccommodationisvirtually
impossible:
(36)
(c0)If(c1)Fredis
comingtothereception,(c2)hemay
(c3)bringhiswife.
Itisquiteunlikelythatthismaybeconstrued,withintermediate
accommodationinc1,whichistheantecedentof
theconditional,as“IfFredismarriedandiscomingtothe
reception,hemaybringhiswife.”Moregenerally,wedon’tknow
ofanyclear-cutcases(i.e.,casesinwhichaccommodationisnot
forcedbyindependentcontextualfactors)inwhichapresupposition
triggeredintheconsequentofaconditionalisaccommodatedinthe
antecedent.
Thepictureisratherconfusing.Whileinsomecases,e.g.,(34b)or
(35),intermediateaccommodationseemspossibleandsometimeseven
preferred,inothercasesitdoesn’tseempossibleatall.Andthings
getevenmoreconfusedthanthis.Thusfar,wehavetakenourexamples
atfacevalue,butsomeauthorshavearguedthatweshouldn’tbecause,
asamatteroffact,intermediateaccommodationdoesn’texist.For
instance,accordingtoBeaver(2001),thepresuppositionin(35)is
takenasevidencethatthetopicofconversationiscar-owning
Germans,anditisthistopicthatrestrictsthedomainofthe
quantifier,makingintermediateaccommodationredundant.Seealsovon
Fintel(1995)andGeurtsandvanderSandt(1999)fordiscussion.
ReturningtotheuncontestedPGA,letusaskhowitcanbeexplained.
Heim(1982)wasnotexplicitaboutexactlyhowaccommodationshould
workandwhatshouldbeaccommodated.Andoddlyenough,although
virtuallyalltheoriesofpresuppositionprojectionacceptthatthe
PGAholds,therehaven’tbeenthatmanyattemptsatexplanation.One
candidateiswhatBeaver(2001)callsthe“Atlas
Principle”,afterAtlas(1976):
AP:Oneaccommodationalternativeispreferredto
anotheriftheformeryieldsastrongermeaningthanthelatter(i.e.,
ifthefirstmeaningunilaterallyentailsthesecond).
AdvocatesoftheAtlasPrincipleinclude,besidesitseponym,Yeom
(1998),Zeevat(1999),andBlutner(2000).Onethingtonoteaboutthe
AtlasPrincipleisthatitdoesnotnecessarilyvindicatethePGA
acrosstheboard:whilethepredictionsmadebytheAtlasPrinciple
willtendtocomplywiththePGA,theydon’thaveto.However,itis
surprisinglydifficulttosaywhereexactlytheAtlasPrinciple
deviatesfromthePGA,becausethisdependsonvariousextraneous
factors;seeGeurts(2000)fordiscussion.
AmajorworryabouttheAtlasPrincipleisthatitisadhoc.
DespiteitssoothingresemblancetoGrice’ssecondQuantityMaxim,it
isquestionablewhetherhearersgenerallypreferstronger
interpretationstoweakerones.ThissuggeststhattheAtlasPrinciple
maynotbejustifiedasaninstanceofamoregeneralconstraint,and
isthereforestipulative.Thesadandsomewhatembarrassingtruth
seemstobethat,thusfar,wedon’treallyknowwhythePGAshould
hold.
Onelastissuewewouldliketomentionisthataccommodationisn’t
alwaysequallyeasy(orhard).Forexample:
(37a)
Fredislookingfortheperson.
(37b)
Wilmaispregnant,too.
In(37a)thepresuppositiontriggeredby“theperson”
clearlyrequiresasalientdiscoursereferenttohookonto;the
sentencewouldbeinfelicitouswhenutteredoutoftheblue.Thesame
goesforthepresuppositiontriggeredby“too”in(37b),
viz.thatsomesalientpersondifferentfromWilmaispregnant.This
sentencewouldbeverypeculiarwhenutteredoutoftheblue,orin
anycontextwherenosalientpersonwasunderdiscussionwhocouldbe
pregnant.Putotherwise:unlikethepresuppositionswehaveseenthus
far,itisveryhardtodealwiththepresuppositionsof“the
person”or“too”byaccommodation
alone.[21]
Whyshouldthisbeso?
VanderSandt(1992)proposesthatpresuppositionswhosedescriptive
contentisrelativelypoorarehardtoaccommodate.This
generalizationisborneoutbypronouns,names,andsemantically
attenuatedefiniteNPslike“theperson”.However,itis
notveryclearwhat“relativelypoor”means.DefiniteNPs
like“thewatermolecule”or“thelonely
carpenter”don’tstrikeusasparticularlypoor,butmaybehard
tointerpretbywayofaccommodation.Similarly,thepresuppositions
associatedwith“too”maybequiterich,andnevertheless
theyaregenerallyhardtoaccommodate.GeurtsandvanderSandt
(2004)proposetoaccountforthelatterbyadoptingHeim’s(1992)
ideathatthepresuppositiontriggeredby“too”containsa
pronominalelement,whichblocksaccommodation,butthisproposalhas
beencriticisedbyBeaverandZeevat(2007).Bethisasitmay,it
seemsclearthatvanderSandt’sgeneralizationcannotbereadas
biconditional:evenifpoorpresuppositionsaredifficultto
accommodate,thereversedoesn’talwayshold.
AnotherproblemwithvanderSandt’sgeneralizationisthatitisnot
clearhowitcanbejustified.Evenifitsomehowmakessensethat
lackofdescriptivecontentshouldmakeaccommodationhard,wewould
liketoknowmorepreciselywhythisshouldbeso.Apossibleanswer
tothisquestionmaybefoundintheworkondefinitesbyHawkins
(1978),ClarkandMarshall(1981),Heim(1982),andothers.AsHeim
observes,“accommodationinresponsetodefinitesisnot
normallyamatterofaddingjusttheminimalamountofinformation
thatwouldrestorefelicity.”(Heim1982,p.372)Itseems
plausiblethatthisholdsforaccommodationgenerally,anditarguably
followsfromthenatureofaccommodation.Ifapresuppositionistobe
interpretedbywayofaccommodation,newinformationispresented
asifitweregiven,andithasoftenbeenobservedthatthis
willonlyworkiftheinformationisnotcontentiousorotherwise
remarkable.Thatistosay,itshouldalwaysbepossibleto
integratethenewinformationintothecommonground:ithas
tobelinkedtowhatisalreadygiven.Thiswillbehardwith
semanticallyattenuateNPslike“thething”orpronouns
like“he”,butalsowithricherdefiniteswhosecontent
cannotreadilybelinkedtoanythinginthecommonground.
Nevertheless,itwillgenerallybeeasywithricherpresuppositions,
notbecausetheyhavemorecontent,butsimplybecausethey
aremorelikelytocontainanchorsintothecommonground.
5.2AccommodatingPresuppositionsinSatisfactionFramework
Localsatisfactionisattheheartofdynamictheoriesof
presupposition,butwe’vealreadyseenthatitfacessomeempirical
challengesinaccountingforconditionalizedpresuppositions.
Specifically,sometimessatisfactiontheoriesgenerateweaker
conditionalpresuppositionswhenintuitivelythespeakeris
presupposingastronger,unconditionalizedpresupposition.Geurts
(1996,1999a)deemsthis"TheProvisoProblem,"andthedata
surroundingthisproblemhasleftquiteamessforproponentsof
satisfactiontheoriestoclean
up.[22]
Accordingtosatisfactiontheories,onlyweakconditional
presuppositionsshouldfollowfromembeddingpresuppositionsin
certainconstructions,notablyconditionalsthemselves.Forexample,
imaginethatyouareabouttogosurfingforthefirsttimeinthe
coldwatersofNorthernCalifornia,andyouandyourinterlocutor
suspectthatacommonacquaintance,Theo,isascubadiver,andthat
hemaybeabletohelp.Inthiscontext,theuseofhisin
(38a)intuitivelyleadstotheconditionalinferencein(38c):
(38a)
IfTheoisascubadiver,thenhewillbringhiswetsuit.
(38b)
Theohasawetsuit.
(38c)
IfTheoisascubadiver,thenhehasawetsuit.
Contrastthiswith(39a),whichstronglysuggeststhatthespeaker
believesthatTheohasawetsuit(39b),andnottheweaker
conditionalin(39c):
(39a)
IfTheoisinagenerousmood,thenhewillbringhiswetsuit.
(39b)
Theohasawetsuit
(39c)
IfTheoisinagenerousmood,thenhehasawetsuit.
Whatevermechanismisusedtodeterminewhatisaccommodated,itmust
ensurethatsometimesconditionalpresuppositionsarestrengthened(to
becomeunconditionalized),andsometimestheyaren’t.Whatexamples
like(38)and(39)suggestisthatthismightbeexplainedintermsof
plausibility:itcouldbethattheconditionalin(39c)is
strengthenedbecauseitseemsimplausiblethataspeakerwouldbe
assumingthatTheo’sgenerositywaslinkedtohisownershipofaquatic
paraphernalia,whereasitseemsmoreplausiblethataspeakerwould
simplybeassumingthatTheoownedsuchequipment.
Severalproposals(e.g.Beaver2001,Singh2007,2009;Schlenker2011)
trytomotivatethiskindofstrengtheningmechanismtoexplain
when exactlyaconditionalizedpresuppositionshouldbe
strengthened.Forexample,Beaver’smodelofaccommodation,first
publishedinBeaver(1992)treatsaccommodationasatypeoffiltering
operation.Beaversuggeststhatduetouncertaintyaboutwhatthe
speakertakesthecommongroundtobe,thehearerhastoentertain
multiplealternativecontextsets,withsomerankingofwhichisthe
mostplausible.Allthesealternativecontextsareupdated
simultaneously.Accommodationisthenwhathappenswhentheupdateis
notdefinedonwhatwaspreviouslyconsideredtobethemostplausible
context,inwhichcasethehearerdropsthatcontextfromcontention.
Whatremainsisanewsetofcontextsinwhichthemostplausibleone
isacontextthathasbeensuccessfullyupdated.
Unfortunatelyforthisstyleofexplanationofpresupposition
strengthening,plausibilityappearstohaveitslimits.Considerthe
twoexamplesin(40a,b).Ifweassumethatacleft"itisX
thatY-ed"presupposesanexistential,roughly
"someone/somethingY-ed"theninadynamictheoryof
presupposition(40b)willgeneratethesameconditionalized
presuppositionasresultsfrom(40a),whichinvolvesthefactive
"knows",namelytheconditionalin(40c).However,thereisaclear
differenceintheinferenceswewouldtendtodrawfromutterancesof
(40a)and(40b).Whereas(40a)licensesaninferenceonlytothe
conditionalpresuppositionin(40c),example(40b)leadstothe
stronger,unconditionalizedpresuppositionin(40d).Underthe
assumptionswehavemade,namelythat(40a)and(40b)generateexactly
thesameunderlyingconditionalizedpresupposition,theplausibility
approachusedinBeaver’sframeworkfailstopredictadifferencein
whatisaccommodatedinthesecases.
(40a)
Peterknowsthatiftheproblemwaseasy,someonesolvedit.
(40b)
IftheproblemwaseasythenitwasKristiewhosolvedit.
(40c)
Iftheproblemwaseasy,someonesolvedit.
[Conditionalpresuppositionfor(40a,b),accommodatedfor(40a)]
(40d)
Someonesolvedtheproblem.
[Unconditionalizedpresupposition,accommodatedfor(40b)butnot
(40a)]
Onerelevantfactorherethatmightinfluenceaccomodationis
informationstructure.In(40b),thecleftstructuremightbesaidto
reflectthepresenceofaQuestionUnderDiscussion(QUD),in
thesenseofRoberts(2012),concerningwhosolvedtheproblem.Tothe
extentthatsuchaquestionisunderdiscussion,theinterlocutors
willpresumablyknowthatthisisso.Andif"Whosolvedtheproblem?"
isindeedthequestiontheinterlocutorsaretryingtoanswer,then
theyarelikelytomutuallyacceptthatsomeonesolvedtheproblem,
thusexplainingprojection.Crucially,thislineofreasoningdepends
onthecleftin(40b)havingaparticularinformationstructural
function,andasimilarargumentcouldnotbemadeinacaselike
(39a),wherethereisnoconstructionalmarkingofinformation
structure,andinparticularnoindicatorthat"Whosolvedthe
problem?"istheQUD.
(41a)
IftheproblemwaseasythenPeterknowsthatsomeonesolvedit.
(41b)
IftheproblemwaseasythenPeterKNOWSthatsomeonesolvedit.
(41c)
IftheproblemwaseasythenevenPETERknowsthatsomeonesolvedit.
Wemayhavereasonablemotivationsforwhenwemightexpecta
conditionalpresuppositiontobestrengthened.Butevenwithsuch
mechanisms,satisfactiontheoriesstillfallshortwhenconfronting
certaindata.Forexample,consider(42)below.
(42)
IfwhenSamgetsbackfromvacationhefindsmoldyfruitinthe
kitchen,he’llbeannoyedthathehadfoodinthehouse.
Here,theconsequentpresupposesthatSamhadfoodinthehouse,which
isalsoentailedbytheantecedent.Sincesatisfactiontheoriesassume
thatpresuppositionsinacomplexsentencewillbesatisfiedlocally,
we’releftwithatautology.So,thelocalsatisfactionconstraint
generatespresuppositionswhichareredundant.
Theprovisoproblemisstillarelevanthurdleforproponentsof
modernsatisfactiontheories.Mandelkern(2016)presentsaversionof
satisfactiontheorydesignedtoavoidtheprovisoproblementirely.
Romolietal(2011)explorethisissueexperimentallybyaskingwhich
presupposition-theconditionalorunconditionaloption-ismore
basic.But,ultimatelytheprovisoproblemislessproblematicfor
otheraccountsofpresupposition,whichdon’trelyonlocalcontext
updates.
5.3ResolvingandAccommodatingPresuppositionsinDRT
Inordertoaccountforbothpresuppositionprojectionfactsandthe
parallelsbetweenpresuppositionandanaphora,vanderSandtproposed
anaccommodation-basedmodelasanextensionofDiscourse
RepresentationTheory(seetheSEPentryon
discourserepresentationtheory
foranintroduction).Presupposedinformationisinformationthatis
presentedasgiven,andinvanderSandt’stheorythismeansthat
presuppositionswanttohavediscoursereferentstobindto.However,
whereasanaphoricpronounsarerarelyinterpretableintheabsenceof
asuitableantecedent,thesamedoesnotholdforall
presupposition-inducingexpressions.Forinstance,aspeakermay
felicitouslyassertthathemet“Fred’ssister”evenifhe
knowsfullwellthathisaudienceisn’tawarethatFredhasasister.
Insuchcases,presuppositionsaregenerallyaccommodated,whichisto
saythattheheareracceptstheinformationasgiven,andreviseshis
representationofthecontextaccordingly.Accommodation,thus
understood,isaformofexploitationinGrice’ssense:thepurposeof
presuppositionalexpressionsistosignalthatthisorthat
informationisgiven,andifsomeinformationisnewbutnot
particularlyinterestingorcontroversial(likethefactthatsomebody
hasasister)thespeakermaychooseto“getitoutofthe
way”bypresuppositionalmeans.
VanderSandt’stheoryincorporatesthenotionofaccommodationas
follows.Presuppositions,accordingvanderSandt,introduce
informationthatpreferstobelinkedtodiscoursereferentsthatare
alreadyavailableinthehearer’srepresentationofthediscourse,and
inthisrespecttheyarelikepronouns.VanderSandtinfactusesthe
term"binding"torefertoconfigurationsinwhichpresuppositions
haveantecedentsintheDiscourseRepresentationStructure(DRS),thus
generalizingthestandardnotionofaboundpronountocasesinvolving
multiplediscoursereferents.However,ifasuitablediscourse
antecedentisnotavailable,anewonewillbeaccommodated,andthe
presuppositionislinkedtothat.Generallyspeaking,accommodationis
notanoptionintheinterpretationofpronouns,andonereasonthat
hasbeensuggestedforthisisthatapronoun’sdescriptivecontentis
relativelypoor(seeSection5.1fordiscussion).Beingtoldthat
“she”iswonderfulisnotparticularlyhelpfulifitisn’t
clearwhothepronounismeanttoreferto.Bycontrast,ifthe
speakerrefersto“Pedro’ssister”thereismoretogoon,
andaccommodationbecomesfeasible.Hence,vanderSandthypothesizes
thatpronounsareaspecialclassofpresuppositionalexpressions:
whileallpresuppositiontriggersprefertobelinkedtoantecedents,
pronounsalmostalwaysmustbelinkedtoantecedentsbecausetheyare
descriptivelyattenuated,andthereforecannotbeconstruedbywayof
accommodation.
Togetabetterideahowthisissupposedtowork,letusconsideran
examplewithseveralpresuppositiontriggers:
(43)
IfFredisprotesting,thenhissonisprotesting,too.
ThissentencecontainsthedefiniteNP“hisson”,whichin
itsturncontainsthepronoun“his”,andthefocus
particle“too”.Assumingthepronoun’santecedentis
“Fred”,thedefiniteNPtriggersthepresuppositionthat
Fredhasason,whilethefocusparticletriggersthepresupposition
thatsomeoneotherthanFred’ssonisprotesting.Notethatinthis
examplethepresuppositiontriggeredbythedefiniteNPis
“inherited”bythesentenceasawhole,whiletheone
triggeredby“too”isnot:normallyspeaking,anutterance
of(43)wouldlicensetheinferencethat(accordingtothespeaker)
Fredhasason,butnotthatsomeoneelsebesidesFred’ssonis
protesting.
VanderSandt’stheoryaccountsfortheseobservationsasfollows.We
supposethatthegrammarassigns(43)theintermediatesemantic
representationin(44a).Here[u1,…,um:
φ1,…,φn]isasimple
DiscourseRepresentationStructureinlinearform,withu1,…,
umalistofdiscoursemarkers,and
φ1,…,φnalistof
conditionsonthosemarkers;connectiveslike⇒areusedtobuild
upcomplexconditions.Weassumeforconveniencethatmost
interpretativeproblemshavebeenclearedoutofthewayalready,and
thattheonlythingthatremainstobedoneisresolvethe
presuppositionstriggeredby“his”,“hisson”
and“too”,whichareflaggedbyBeaver’s(1992)trigger
symbol,∂.
(44a)
[x:Fred(x),[:protesting(x)]⇒[:∂[z:∂[y:],z
isy’sson],protesting(z),∂[u:u≠z,protesting(u)]]]
…bindingytox…
(44b)
[x:Fred(x),[:protesting(x)]⇒[:∂[z:zisx’s
son],protesting(z),∂[u:u≠z,protesting(u)]]]
…accommodatingx…
(44c)
[x,z:Fred(x),zisx’sson,[:protesting(x)]⇒[:
protesting(z),∂[u:u≠z,protesting(u)]]]
…bindingutox…
(44d)
[x,z:Fred(x),zisx’sson,[:protesting(x)]⇒[:
protesting(z),x≠z]]
(44a)istheinitialsemanticrepresentationassociatedwith(43),in
whichthreepresuppositionsremaintoberesolved.Thefirstofthese,
triggeredbythepronoun“his”,isboundtothediscourse
referentrepresentingFred,whichresultsin(44b).Thesecond
presupposition,thatFredhasason,cannotbebound,andtherefore
mustbeinterpretedbywayofaccommodation.VanderSandt’stheory,
likeHeim’s(Heim,1983),stipulatesthataccommodationattheglobal
level,asshownin(44c),ispreferredtoaccommodationatother
sites.Finally,thepresuppositiontriggeredbythefocusparticlecan
beboundintheantecedentoftheconditional;aftersimplification,
thisresultsin(44d),whichrepresentsthemostnaturalwayof
interpreting(43).
6.Borntofail,orunborn?
Whathappenswhenapresuppositionisfalse?Thetextbook
proto-historyofanswerstothisquestiongoesasfollows.According
toFrege(1892),ifanexpressionAsuffersfrom
presuppositionfailure,thenanysentencecontainingAwill
lackatruthvalue;Russell(1905)famouslydeniedthis,holdingthat
suchasentencewillalwaysbetrueorfalse;andthenStrawson(1950)
reaffirmedFrege’sposition,moreorless.Whatislesswellknown,at
leastinsofarasitusuallydoesn’tmakeitintointroductoryclasses
onphilosophyoflanguage,isthatinsubsequentwork,Strawsonpartly
recantedhisinitialviewandcametodoubtthatpresupposition
failureinvariablyentailslackoftruthvalue.
Takingacloserlookathowspeakersactuallyassessasentence,
Strawson’s(1964)paperarguesthatpresuppositionfailuremaybut
neednotcauseasentencetobeinfelicitous.Twoofhisexamplesare
thefollowing:
(45a)
Jonesspentthemorningatthelocalswimmingpool.
(45b)
TheexhibitionwasvisitedyesterdaybythekingofFrance.
Ifthereisnoswimmingpoollocally,itis“natural
enough”,accordingtoStrawson,tosaythat(45a)isfalse,and
sincethekingofFrancedoesn’texist,thesameappliesto(45b).And
ifthesesentencesarefalse,theirnegationsmustbetrue.So,if
thesesubtlejudgmentsareaccepted,therearecasesinwhich
presuppositionfailuredoesnotpreventusfromsayingthatasentence
istrueorfalse.ButStrawsonhasn’tchangedhismindaboutRussell’s
example:
Confrontedwiththeclassicalexample,“ThekingofFranceis
bald”,wemaywellfeelitnaturaltosay,straightoff,that
thequestionwhetherthestatementistrueorfalsedoesn’tarise
becausethereisnokingofFrance.(Strawson1964:90)
Strawsongoesontoobserve,however,thatspeakerswhosubscribeto
thisjudgmentmaywanttoreconsidertheirverdictifthecontextis
setuptherightway.Forinstance,ifRussell’ssentenceisusedto
answerthequestion,“Whatexamples,ifany,arethereoffamous
contemporaryfigureswhoarebald?”,wemaybemoreinclinedto
saythattheanswerissimplyfalse.
Strawson’sexplanationforthesefactsisgivenintermsof
topicality.Themostlikelypurposeofasentencelike(45a)isto
describewhatJoneshasbeendoinginthemorning,ratherthan,say,
whothelocalswimmingpoolwasvisitedby.Thatis,intheabsenceof
furtherinformationaboutthecontextinwhichthissentenceis
uttered,itstopicwillbeJones’sexploits.Similarly,asentence
like(45b)willnormallybeusedtoconveyinformationaboutthe
exhibition.Ifso,althoughthesentencepurportstorefertotheking
ofFrance,itisnotabouthim;thekingofFranceisnotthetopicof
discourse,norpartofthetopic.Inotherwords,theexistenceofthe
kingofFranceisnotat-issue.Strawson’ssuggestionisthat
thiscircumstanceinfluencesthewaypresuppositionfailureisdealt
with.Onthisview,presuppositionfailureresultsininfelicityonly
ifitaffectsthetopicofasentence;otherwisethesentencewillbe
judgedtrueorfalse,asappropriate.
Oneoftheappealingfeaturesofthisanalysisisthatittakesinto
accountthecontext-dependenceofspeakers’intuitions.AsStrawson
notes,Russell’ssentence(46)willbydefaultbeconstruedasbeing
aboutthekingofFrance,whenceastrongtendencytojudgethe
sentenceinfelicitous.
(46)
ThekingofFranceisbald.
If,however,thediscourseisaboutroyalbaldnessingeneral,for
instance,thegrammaticalsubjectof(46)isusedtosaysomething
aboutthattopic,andStrawson’saccountpredictsthatthesentenceis
morelikelytobejudgedfalse,whichseemscorrect.Another
observationthatneatlyfallsintoplaceisthatwordordermayhave
aneffectonspeakers’intuitionsaboutpresuppositionfailure.As
Strawsonobserves,ifwecompare(45b)with(47),wherethedefective
descriptionisinsubjectposition,wewouldbe“ashademore
squeamish”tosaythatthesentenceissimplyfalse(p.91).
Thisispreciselywhatoneshouldexpectifspeakers’intuitionswere
topic-dependent.
(47)
ThekingofFrancevisitedtheexhibitionyesterday.
AssumingthatStrawson’sobservationsarecorrect,shouldwesay(a)
thatnon-topicaldefinitesarenon-presuppositional,or(b)thatthey
dohavepresuppositions,whosefailurehappensnottoaffectspeakers’
truth-valuejudgments?Someauthorsarguefortheformer(e.g.,
Reinhart1982,Horn1989);thisisStrawson’sview,aswell.Von
Fintel(2004)arguesforthelatter:topicalornon-topical,
“thekingofFrance”alwaystriggersthepresupposition
thatthereisakingofFrance;it’sjustourtruth-valuejudgments
thatfluctuate.
VonFintel’spositionisinlinewithwhathasbeenaworking
hypothesisformanyyearsintheoriesofprojection.Accordingto
thesetheories,presuppositionsareneverreallycancelled:ifa
presuppositionseemstodisappear,itisbecauseitprojectstoa
non-globalcontext.Itbearsemphasizingthatthisviewisnot
irrevocablylinkedtothesetheories.It’sjustthatthereisnoneed
toassumethattherearepart-timepresuppositiontriggers(inasense
weexpanduponinSection8below),becausenon-globalprojectioncan
bereliedupontoexplainwhypresuppositionssometimesseemto
disappear.However,thisworkinghypothesismayhavetobereassessed
ifwewanttoaccountforStrawson’sobservations,whichmightbe
takentoshowthatpresuppositionsarecancellablenotonlyincomplex
sentencesbutinsimplesentences,aswell.
Sofarwe’veonlytalkedaboutdefinitedescriptions.Someother
triggersshowsimilarvariability,butnotallofthemdo.Ontheone
hand,thedomainpresuppositionsassociatedwithstrongquantifiers
like“all”and“most”behaveverymuchlike
definitepresuppositions(deJongandVerkuyl1985,Lappinand
Reinhart1988,Geurts2007).Forexample,whenutteredoutofthe
blue,(48)willsoundodd,butwhenprofferedinresponseto
Strawson’squestion,“Whatexamples,ifany,arethereoffamous
contemporaryfigureswhoarebald?”,itseemsmorelikelytobe
judgedfalse:
(48)
AllSouth-Americanmonarchsarebald.
Ontheotherhand,considerthefollowing:
(49a)
#BENEDICTXVIistheincumbentpope,too.
(49b)
#CarnapmanagedtobebornonMay18,1891.
Giventhatthereisonlyoneincumbentpopeandthatitcan’thave
takenCarnapanyefforttobebornonMay18,1891,both(49a)and
(49b)sufferfrompresuppositionfailure.Butifsomeonewhoknewthat
therewasonlyoneincumbentpopeuttered(49a),itwouldnotseem
entirelynaturaltosaythattheyhadlied.Onemightevensaythat
thesesentencesaretrue,andthisintuitiondoesnotseemto
betopicdependent.Thereasonforthismaybethatthe
presuppositionsinquestionareincidentaltotheprimary
contentofthesesentences.
7.Presuppositionsandattitudes
Fornearlyfourdecades,theHolyGrailofpresuppositionresearchhas
beentoexplainthebehaviorofpresuppositionalexpressionsoccurring
inembeddedpositions.Aparticularlychallengingmodeofembedding
ariseswithattitudeverbs.Ifweembedapresuppositiontrigger
under,e.g.,“believe”,weobservetwotypesofinference.
Thisisseeninthefollowingexamples,where“→”
indicatesthatthereisaninference,butofunspecifiedtype:
(50)
Barneybelievesthathissisterisdrunk.
→Barneyhasasister.
→Barneybelieveshehasasister.
(51)
WilmabelievesthatBarneyknowsthathissisteris
drunk.
→Barney’ssisterisdrunk.
→WilmabelievesthatBarney’ssisterisdrunk.
Bothinferencesarefairlyrobust,andbothseemtoexhibitprojection
behavior,asweillustrateherebyapplyingvariousembeddingteststo
(50):
(52a)
Barneydoesn’tbelievethathissisterisdrunk.
(52b)
PerhapsBarneybelievesthathissisterisdrunk.
(52c)
IfBarneyhasasister,thenhebelievesthathissisteris
drunk.
(52d)
IfBarneybelievesthathehasasister,thenhealsobelieves
thathissisterisdrunk.
Itisnaturaltoinferfromboth(52a)and(52b)thatBarneyhasa
sisterandthathebelievesthathehasasister,andtheseinferences
canbeblockedinsentencessuchasthosein(52c)and(52d),where
“hissister”occursintheconsequentofaconditional
whoseantecedentmakesoneortheotherinferenceexplicit.Itmay
seemoddatfirstthat(52c)shouldblocktheinferencethatBarney
believesthathehasasister,while(52d)blockstheinferencethat
Barneyhasasister.Notehoweverthat,generallyspeaking,Barneyhas
asisteriffhebelievesthathehasasister.We’llreturn
tothisthemebelow.
Interestingly,literallythesamepatternofobservationsholdsfor
otherattitudeverbs,like“want”forexample:
(53)
Barneywantstophonehissister.
→Barneyhasasister.
→Barneybelieveshehasasister.
Thepuzzlingthingisthat(53)doesnotlicensetheinferencethat
Barneywantstohaveasister,butratherthathebelieves
thathehasone.
So,inmanycasesatleast,apresuppositionφtriggeredwithin
thescopeof“x
VA…”,where
VAisanattitudeverb,givesrisetotwo
inferenceswithacandidatureforpresuppositionalstatus:(a)that
φand(b)thatxbelievesφ.Hence,wehavethree
possiblewaysofproceeding,allofwhichhavebeendefendedinthe
literature:
Bothinferencesarepresuppositions(Zeevat1992,atleastfor
certaintriggers).
Onlyφisapresupposition(Gazdar1979a;vanderSandt1988;
Geurts1998).
Only“xbelievesthatφ”isa
presupposition(Karttunen1974;Heim1992).
Thefirststrategyseemstorequireastipulationthatcertain
presuppositionshavetobeaccommodatedtwice,onceinsideabelief
context,andonceoutside,andsuchastrategyisdifficultto
motivate.Ontheotherhand,for(ii)and(iii),
thereistheobviousproblemthatifweadopteitheroneofthem,we
onlyaccountforhalfoftheobservedinferences.Howtoexplainthe
otherhalf?Threepossibleanswerstothisquestionhavebeen
discussedintheliterature,mainlybyHeim(1992):
Dereconstrual(Heim1992)Whatatfirstlookslikea
presuppositionprojectingtotheglobalcontextmayinfactbedueto
adereconstrualofthepresuppositiontrigger.This
solutionhasseveralseriousdrawbacks.Inparticular,it’shardto
seehowthisproposalcangiveusbothinferencesatthesametime,
ratherthanone(dere)ortheother(presupposition).For
thisandotherreasons(seeGeurts1998),wewillnotconsideritany
further.
Exportation(Karttunen1974,Heim1992,Kay1992)If
Barneybelievesthathehasasister,thenitmayplausiblybe
inferredthathehasasister.Therefore,ifitispresupposedthat
Barneybelievesthathehasasister,thenitmayplausiblybe
inferredthathehasasister.
Importation(Heim1992,Geurts1998)IfBarneyhasa
sister,thenitmayplausiblybeinferredthathebelievesthathehas
asister.Therefore,ifitispresupposedthatBarneyhasasister,
thenitmayplausiblybeinferredthathebelievesthathehasa
sister.
Ifourpresuppositiontheorypredictsthattheinferencesprojected
from“xVA”areof
theform“xbelievesthatφ”,thenwecan
appealtoexportationtoexplainwhyφisinferable,aswell.
Viceversa,atheorywhichpredictsthatφispresupposed
canuseimportationforderiving“xbelievesthat
φ”.Sowehavetwooptions:
xbelievesthatφ
φ
OptionA
importation
presupposition
OptionB
presupposition
exportation
Whichisitgoingtobe?That’sahardquestion,whichraisesvarious
issues,onlysomeofwhichwecanmentionhere.First,itshouldbe
notedthat,whereasfortheoriesofthesatisfactionfamilyitishard
toavoidmakingthepredictionthatpresuppositionsprojected
fromattitudecontextsareoftheform“xbelievesthat
φ”,DRT-styletheoriesaremoreflexible,andcanpredict
eitherthisorthatthepresuppositionissimplyφ.Inother
words,satisfactiontheoriesaremoreconstrained(whichisgood),but
thereforepracticallyforcedtoresorttoOptionB.
Oneoftheissuesthatneedtobeaddressedisthatofthetruenature
ofimportationandexportationinferences.Itseemsreasonableto
assumethat,generallyspeaking,people’sbeliefsareconsistentwith
thefacts,andthatwetendtoassumebydefaultthatthisisthe
case.Butevenifthismuchistrue,itismostunlikelythat,by
default,peoplewillinferφfrom“xbelieves
φ”(forarbitraryxandφ),orviceversa.
Whateverimportationandexportationare,theyaren’tgeneral
heuristics;rather,theseinferencesarealmostcertainlydependenton
thecontexttosomedegree.
8.Presuppositionvariability
Muchcontemporaryworkonpresuppositionhasbeendevotedtocase
studiesofparticulartriggersorfamiliesoftriggers.Moreoften
thannot,thesestudiesendupgrantingsomesortofspecial
considerationtothetrigger(s)inquestion.Wehavealreadyseen
instancesoftriggerdifferentiationabove; forexample,
anaphoricaccountsidentifyaclassoftriggerswhosecontentis
"descriptivelypoor"toexplainwhytheirpresuppositionsaremore
difficulttoaccommodatethanthoseofothertriggers(seeSections
5.1&5.3).Researchershavenotedmoreandmorewaysinwhichthe
presuppositionsoftriggersdiffer,mostlyfocusedaroundquestionsof
howrobustlythepresuppositionprojectsandinwhatsortsofcontexts
thepresuppositiondisappears.
Forsome,theblurryboundariesbetweenthesortsofinferencesthat
arecoveredbypresuppositiontheorieshaveopenedupthedoorfornew
triggersandpresupposition-likethingsthatmightnotbecoveredby
traditionallabels.Forexample,Schlenker(2015,2018)appliesa
presuppositionalframeworktoiconicco-speechgestures,toidentify
whathecalls"cosuppositions."Therearealsoinferencesthatseemto
challengetraditionaldiagnosticslikeprojection.Forinstance,
non-restrictiverelativeclauses("Fred,whoIlike,...")produce
projectionlikepresuppositions,buttypicallyintroducenew
informationtothediscourse(Chierchia&McConnell-Ginet
1990).
Finally,thewaythatsometheoriesmodelpresuppositionscangive
risetonewtypesofrelatedinferences.Forexample,Chemla(2008)
notesthatthesentencein(54a)stronglysuggeststhatthespeaker
doesnothaveasister.AccordingtoHeim(1991),thisinference
arisesfromthefactthatthespeakerdidnotutterthealternativein
(54b),whichstronglypresupposesthatthespeakerdoeshaveasister.
ThispredictionfollowsfromHeim’sMaximizePresupposition!
principle,thataspeakerwillusethefelicitoussentencewiththe
strongestpresuppositionamongasetofalternatives.Thesetypesof
inferenceshavebeenreferredtointheliteratureas
’anti-presuppositions,’atermoriginatingwithPercus(2006).
(54a)JohnbelievesIhaveasister.
(54b)JohnknowsIhaveasister.
Oneobserveddifferencebetweensometriggersisthattheydon’tseem
toreliablygeneratepresuppositionsincertaincontexts.Aswe
mentionedinSection6,theoriesofpresuppositionprojectiontendto
adopttheworkinghypothesisthatpresuppositionsareassociatedwith
expressiontypes:ifanexpressionαtriggersapresupposition
φ,thenφwillalwaysbetriggeredbyα.Thisisjusta
matterofeconomy:sinceaprojectiontheoryalreadyprovidesa
mechanismforexplaininghowpresuppositions,oncetriggered,canseem
todisappear,thereisnoneedforsupposingthattherearepart-time
presuppositiontriggers.Indeed,itwouldbeabitofanuisanceifit
turnedoutthatthatsomeexpressionsorconstructionstriggertheir
presuppositionsonapart-timebasis,becausethenwewouldhavetwo
waysofexplainingwhyagivenpresuppositionfailstoappear:echoing
ourdiscussioninsection6,eitherithasbeencanceled(saythrough
beingresolvedinanembeddedcontext)oritwasn’ttriggeredinthe
firstplace.
Aretherecompellingreasonsforbelievingthattherearepart-time
triggers?Notasfarasweknow.Therearesuggestivefacts,though.
InthefollowingexamplefromFauconnier(1985),Aand
Baresittinginabarobservingastrangerwhodoesn’tseem
tobetoohappy:
(55)
A:Iwonderwhythatguyislookingsoglum.
B:Maybehisgirlfriendjiltedhim.
ThemostnaturalinterpretationofB’sanswer,inthis
context,isthatitispossiblethatthestrangerhasagirlfriendwho
hasjiltedhim;thisconstrualwillrequirelocalaccommodationofthe
girlfriendifweassumethat“hisgirlfriend”always
triggersthepresuppositionthatthepronoun’sreferenthasa
girlfriend.[23]
Theproblemisthatifthisislocalaccommodation,thenit’stoo
easy.Localaccommodationissupposedtobedispreferred.If
weallowthatinthiscasethepresuppositionislocallyaccommodated,
whycan’tallembeddedpresuppositionsjustbelocallyaccommodated
awayandnotproject?Allowinglocalaccommodationtooccurwithout
constraintwouldpotentiallydestroyanyclaimtohaveexplainedthe
observationthathasdefinedthephenomenonofpresuppositionsince
itsinception,theobservationthatpresuppositionstendto
project.
Ifwecouldexplainwhythisorthatexpressiontriggerssuch
andsuchapresupposition,oneofthecorollariesmightbethatthe
expressioninquestionisapart-timetrigger.Toseehowsuchan
argumentmightruninoutline,considerthepresuppositionsassociated
withaspectualverbslike“start”or
“stop”:
(56a)
Jillhasstartedsmokingpot.
→Jilldidn’tusetosmokepot.
(56b)
Jillhasstoppedsmokingpot.
→Jillusedtosmokepot.
Aspectualverbsdescribeatransitionfromonestatetoanother,and
itisalwaysthefirststatethatispresupposed,asstandard
projectiontestsconfirm.Anexplanationmightbesoughtintheidea
thatinterlocutorsaremoreinterestedinwherethestoryisgoing
thanwhereitcamefrom,andthereforetendtotakethepastasgiven.
Apurelypragmaticanalysismightinvolvethehearerreasoningthat
sincethespeakerislikelytointendtoprovidetheinformationthat
isofgreatestinterest,theyareprobablyassumingacontextinwhich
thepre-stateassociatedwithatelicsentenceisalreadyinthe
commonground,i.e.presupposed.Itmightfurtherbearguedthatsuch
reasoningonlyapplieswhenthehearerhasreasontothinkthatthe
speakerhasexpertiseonthesituationbeingdescribed.Apart-time
triggeranalysismightbebasedontheideathattheregularitywith
whichpre-statesoftelicsentencesareinthecommongroundhasled
tothispragmaticreasoningbeingconventionalized.Apart-time
triggeranalysismightinvolveaspecialtriggeringcondition,e.g.
involvingthespeaker’sexpertise.Sothepart-timetriggeranalysis
mightamounttotheclaimthatwhenthecontextdeterminesthatthe
speakerhasexpertiseaboutanevent,thepre-stateispresupposed,
butwhenthecontextdeterminesthatthespeakerlacksexpertise,
thereisnosuchpresupposition.
Thedisappearanceofapre-statepresuppositioninexample(57)could
beexplainedinthisway.Onamorestandardview,theaspectualverb
triggersaquantifiedpresupposition,roughlythatxusedto
smoke.Thishastobeaccommodatedlocally,perhapsbecauseas
suggestedbyvanderSandt(1992),boundpresuppositionscanneverbe
accommodatedoutsideofthescopeofthebinder,whathecalls
trapping.Butitisalsoconceivablethatthereisno
presuppositiontobetrapped.Theideawouldbethatthespeakerlacks
expertiseonthehabitsofthearbitraryindividualsquantifiedover
bythequantifier"anyone",andthatthisisjustthesituationin
whichapresuppositionisnottriggered.Theeasewithwhichthe
existencepresuppositionofthepossessiveinexample(55)disappears
couldbeexplainedalongthesamelines.
(57)
IfanyonestopssmokingbeforeJuly1,theyareeligiblefora
paymentfromtheTobaccoIndemnityFund.(Exampleadaptedfrom
Abusch2002.)
Adifferentperspectivehasemergedinrecentyearstoexplainthewhy
certaintriggersseemtoonlyresultinapresuppositionpartofthe
time.Ratherthanproposingthatthereisvariationintriggering,
somelinguistsinterpretthisbehaviorastheresultofvariationin
theinherentcancellabilityamongtriggers.Abusch(2002,2010)
distinguishesbetween‘soft’triggerswhichareweakand
context-dependentand‘hard’triggers,whichareresistentto
cancellation.Forexample,sheclassifiestheachievementverb
win,in(58a),asasofttrigger,sincethepresupposition
thatJohnparticipatedintheraceiscontextuallydefeasible,whereas
thecleftconstructionin(58b)isconsideredahardtriggerbecause
itcannotbecancelledbythespeakerbyexplicitlyexpressing
ignorance.
(58a)
IhavenoideawhetherJohnendedupparticipatingintheRoad
Raceyesterday.Butifhewonit,thenhehasmorevictoriesthan
anyoneelseinhistory.
(58b)
??Ihavenoideawhetheranyonereadthatletter.Butifitis
Johnwhoreadit,let’saskhimtobediscreetaboutthecontent.
Abusch’ssoft/harddistinctionsuggeststhatdegreesofcancellability
areintrinsicpropertiesofthetriggersthemselves,andthosethat
buyintothistheorymustmotivatewhythatis.ForAbusch,
hardpresuppositionsarestrictlysemantic,whereassoft
presuppositionsarisefromalternativesetsgeneratedinthecontext.
Romoli(2011,2014)takesthisastepfurtherbyarguingthat
presuppositionsfromsofttriggersaren’tpresuppositionsatall,but
ratherentailmentsorscalarimplicatures.Incontrast,Abrusán
(2011a,2011b,2016)arguesthatthedifferencebetweensoftandhard
triggersemergesfromhowbothtypesinteractwiththecontext,for
examplewithregardtotheirfocussensitivity.
Despitetheargumentsmadeforadistinctionbetweensoftandhard
triggers,empiricalstudieshavechallengedtheviewthattriggers
differintheirconventionalproperties.Jayezetal(2014)
find thatprojectiondifferencesbetweendifferenttriggers
dependmoreoncontextthanontheclassificationofthetrigger
itself.Schwarz(2014)comparesprocessingtimesbetweenhardandsoft
triggersandfindsthatthereisnodifferencebetweenthetwo.
Withtheriseofargumentsformorefine-grainedvariabilityamong
presuppositions,inferencesthatwemayhaveconfidentlycalled
’presuppositions’havebecomehardertothinkofasforminganatural
class.Forsome,theinconsistencyintriggerbehaviorhasfedinto
somethingofapresuppositionidentitycrisis,acrisisdatingat
leastasfarbackasBöerandLycan’s(1976)descriptionof
semanticpresuppositionasa"myth".Karttunen(2016)reflectsonthe
stateofthefieldwithanairofregret,sayingthatthe"veritable
zoo"oftriggersthatwerelumpedintothesamepresuppositionalcage
shouldneverhavebeenconsideredthesamespeciesinthefirstplace.
Ultimately,inordertoeithersalvageaunifiednotionof
presupposition,orelseargueinagrandtradition(followinge.g.
BöerandLycan1976orKarttunenandPeters1977)forrejecting
thepossibilityofaunifiednotionofpresupposition,ithasbecome
pressingforlinguiststounderstandhowtriggersandtheirinferences
varyandwhy,fuelingatrendinrecentyearstowardssystematic
empiricalwork,lookingforevidenceofcross-linguisticvariation,
anddevelopingmethodsforexperimentallytestingthepredictionsof
differenttheories.
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